4th Sep 2015 11:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 03/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 3,940,563 | 16.83 GBP | 16.54 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,927,725 | 16.84 GBP | 16.55 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,109,918 | 16.71 GBP | 16.46 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,526,115 | 23.23 EUR | 22.59 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,233,416 | 16.73 GBP | 16.46 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,634,616 | 23.21 EUR | 22.61 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 702 | 22.748 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 615 | 22.748 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 591 | 22.855 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,878 | 22.752 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,063 | 22.752 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,266 | 22.712 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,116 | 22.72 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20 | 23.102 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,298 | 22.795 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 122 | 22.675 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 22.675 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,154,302 | 22.857 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,494 | 22.857 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 462 | 22.857 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 434 | 22.712 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 35 | 22.749 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 302 | 23.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 301 | 22.789 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,123 | 22.827 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,877 | 22.827 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,882 | 16.561 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 68,834 | 16.544 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,937 | 16.559 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 277 | 16.475 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,045 | 16.588 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 345 | 16.588 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16 | 16.525 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,749,779 | 16.564 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,445 | 16.554 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,581 | 16.574 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,350 | 16.554 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 243 | 16.514 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 363 | 16.524 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 299 | 16.564 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 200 | 16.619 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 115 | 16.564 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,070 | 16.559 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 244 | 16.498 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 16.498 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 80,172 | 16.488 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,524 | 22.649 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,774 | 22.95 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,536 | 22.95 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 122 | 22.68 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,154,302 | 22.854 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,760 | 22.863 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 842 | 22.833 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 96 | 23.017 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 151 | 23.056 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 205 | 23.056 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 302 | 23.017 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 410 | 22.876 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 492 | 23.017 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,500 | 22.702 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100,000 | 22.917 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,570 | 16.692 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,006 | 16.596 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,490 | 16.503 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,426 | 16.558 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,014 | 16.588 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 277 | 16.53 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,108 | 16.53 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16 | 16.593 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 659 | 16.593 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,045 | 16.593 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 663 | 16.562 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,735 | 16.562 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,749,779 | 16.562 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,350 | 16.555 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,581 | 16.555 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,445 | 16.54 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 84 | 16.746 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 188 | 16.591 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 279 | 16.591 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 299 | 16.746 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8 | 16.597 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 117 | 16.597 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,413 | 16.663 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 14,281 | 16.668 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,440 | 16.632 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,712 | 16.699 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 502 | 16.684 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,198 | 16.588 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 14,770 | 16.682 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,865,166 | 16.688 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,038 | 16.688 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,300 | 16.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 576 | 16.588 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 353 | 16.754 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 231 | 16.794 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 213 | 16.588 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 203 | 16.794 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 178 | 16.614 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 128 | 16.614 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 62 | 16.709 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,629 | 16.775 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,172 | 16.742 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,043 | 16.677 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,658 | 16.737 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,664 | 16.737 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 391 | 16.685 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 502 | 16.685 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,918 | 16.685 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,613 | 16.673 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,695 | 16.673 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 333,200 | 16.645 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 646,800 | 16.645 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,497 | 16.679 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,871 | 16.679 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 217 | 16.675 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,866,892 | 16.686 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 178 | 16.707 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 203 | 16.707 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 343 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 353 | 16.707 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 156 | 16.677 GBP |
Common - ISIN GB00B03MLX29 | Futures | Long | 400,000 | 1.5 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 04/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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