5th May 2022 10:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate broker to HomeServe plc. |
(d) Date dealing undertaken: | 4 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Purchase
Sale | 301,624
313,396 | 9.6650 GBP
9.6550 GBP | 9.5657 GBP
9.5550 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 149 636 161 111 548 281 2,740 3,595 5,842 334
7,567 500 33,440
1,094 2,519 83 623 1,090 12,694 16 332 1,250
6 165 1,681 50,000 8,647 9,360 10,278
9,658 11,893 855 368 997 1,093 797 2,989 3,338 5,346 1,500
9,822 14,533 91 111 2,107 762 1,278 609 1,759 767 2,368 378 350 2,629 1,270 | 9.5707 GBP 9.5838 GBP 9.5857 GBP 9.5951 GBP 9.5975 GBP 9.6003 GBP 9.6071 GBP 9.6201 GBP 9.6207 GBP 9.6226 GBP
9.5686 GBP 9.5800 GBP 9.6120 GBP
9.5699 GBP 9.5766 GBP 9.5949 GBP 9.5978 GBP 9.5983 GBP 9.5997 GBP 9.6093 GBP 9.6293 GBP 9.6398 GBP
9.5700 GBP 9.5755 GBP 9.5756 GBP 9.6048 GBP 9.6210 GBP 9.6214 GBP 9.6313 GBP
9.5700 GBP 9.6134 GBP 9.6157 GBP 9.6168 GBP 9.6170 GBP 9.6176 GBP 9.6200 GBP 9.6250 GBP 9.6275 GBP 9.6286 GBP 9.6422 GBP
9.5700 GBP 9.5705 GBP 9.5751 GBP 9.5853 GBP 9.5938 GBP 9.5950 GBP 9.5952 GBP 9.6053 GBP 9.6105 GBP 9.6110 GBP 9.6127 GBP 9.6138 GBP 9.6153 GBP 9.6213 GBP 9.6258 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 5 May 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L