12th Apr 2022 09:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate broker to HomeServe plc. |
(d) Date dealing undertaken: | 11 April 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Purchase
Sale | 128,322
85,374 | 8.7550 GBP
8.9000 GBP | 8.6000 GBP
8.5992 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 3,363 4,444 5,760 5,325 4,636 978 314
70
1,427 441 11 1,485 1,873 825 2,335 330 1,088 16,273 5,981
50 617 7,433 22,256 14,629
13 396 543 244 120 1,035 374 4,006 1,122 3 397 4,996 4,326 218 1,193 4,791 91 16
196 19 548 500 383 470 13,376 7,642 750 | 8.6504 GBP 8.6567 GBP 8.6599 GBP 8.6665 GBP 8.6688 GBP 8.6929 GBP 8.7003 GBP
8.6949 GBP
8.6263 GBP 8.6338 GBP 8.6349 GBP 8.6567 GBP 8.6572 GBP 8.6647 GBP 8.6665 GBP 8.6671 GBP 8.6748 GBP 8.6836 GBP 8.7007 GBP
8.6722 GBP 8.6724 GBP 8.6741 GBP 8.6806 GBP 8.6828 GBP
8.5998 GBP 8.6184 GBP 8.6197 GBP 8.6257 GBP 8.6295 GBP 8.6315 GBP 8.6347 GBP 8.6381 GBP 8.6481 GBP 8.6500 GBP 8.6547 GBP 8.6577 GBP 8.6579 GBP 8.6811 GBP 8.6885 GBP 8.7000 GBP 8.7400 GBP 8.9000 GBP
8.6400 GBP 8.6553 GBP 8.6610 GBP 8.6702 GBP 8.6803 GBP 8.6828 GBP 8.7000 GBP 8.7044 GBP 8.7505 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 April 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L