27th Apr 2022 10:53
This announcement replaces the previous RNS announcement 3861J released at 11:22 on the 26th April 2022. Amendments to sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | HomeServe plc |
(d) Date dealing undertaken: | 25 April 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Buy
| 335873 | 9.88000 GBP | 9.49096 GBP |
2 9/13p ordinary | Sell
| 321112 | 9.88000 GBP | 9.57750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | CFD
| Long | 619 | 9.825549 GBP |
2 9/13p ordinary | CFD
| Long | 741 | 9.779369 GBP |
2 9/13p ordinary | CFD
| Long | 15938 | 9.744192 GBP |
2 9/13p ordinary | CFD
| Long | 1251 | 9.794285 GBP |
2 9/13p ordinary | CFD
| Long | 10197 | 9.773747 GBP |
2 9/13p ordinary | CFD
| Long | 3108 | 9.769088 GBP |
2 9/13p ordinary | CFD
| Long | 7651 | 9.765 GBP |
2 9/13p ordinary | CFD
| Long | 6686 | 9.628875 GBP |
2 9/13p ordinary | CFD
| Long | 10 | 9.834803 GBP |
2 9/13p ordinary | CFD
| Long | 1712 | 9.668709 GBP |
2 9/13p ordinary | CFD
| Long | 6100 | 9.7 GBP |
2 9/13p ordinary | CFD
| Long | 15645 | 9.790223 GBP |
2 9/13p ordinary | CFD
| Long | 20 | 9.8425 GBP |
2 9/13p ordinary | CFD
| Long | 39683 | 9.766987 GBP |
2 9/13p ordinary | CFD
| Long | 9325 | 9.747455 GBP |
2 9/13p ordinary | CFD
| Long | 7441 | 9.778285 GBP |
2 9/13p ordinary | CFD
| Short | 2046 | 9.765 GBP |
2 9/13p ordinary | CFD
| Short | 13253 | 9.720518 GBP |
2 9/13p ordinary | CFD
| Short | 535 | 9.783879 GBP |
2 9/13p ordinary | CFD
| Short | 6297 | 9.729663 GBP |
2 9/13p ordinary | CFD
| Short | 3378 | 9.757821 GBP |
2 9/13p ordinary | CFD
| Short | 1490 | 9.746962 GBP |
2 9/13p ordinary | CFD
| Short | 973 | 9.7195 GBP |
2 9/13p ordinary | CFD
| Short | 75000 | 9.4909618 GBP |
2 9/13p ordinary | CFD
| Short | 16192 | 9.594723 GBP |
2 9/13p ordinary | CFD
| Short | 39400 | 9.6096 GBP |
2 9/13p ordinary | CFD
| Short | 1165 | 9.798027 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 27 April 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L