30th May 2022 17:43
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate broker to HomeServe plc. |
(d) Date dealing undertaken: | 19 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Purchase
Sale | 6,384,795
3,136,539 | 11.7000 GBP
11.7100 GBP | 10.5300 GBP
11.5800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |
2 9/13p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position
| 4,459 81 30,655 63 1,350 11,073 3,428 1
147 13,193 50,000 44,575 55,219 147 315 150,000 190,869
8,273 579 12,335 5,228 27,143 4,951 236 4,398 1,440 11,087 966 29,559
1 100,000 60,757 1,970 2,506 14,722 13,786 2,508 83,023 63,007 127,000
481 542 66 34,125 164,140 3,079 1,033 20,780 5,872 200,118 30,305 5,784 340 1,350 116,525 296 33,570 1,871 7,479 58,203
460,000 921,400 2,341 925,000 277,417 1,237 1,000 2,491 2,528 18,494 8,884 1,657 388,509 1,041 30,000 442,000 100,000 11,525 150,033 22,321 23,104 7,473 400,000 | 11.6000 GBP 11.6084 GBP 11.6100 GBP 11.6102 GBP 11.6153 GBP 11.6254 GBP 11.6774 GBP 11.7200 GBP
11.5891 GBP 11.5972 GBP 11.5975 GBP 11.5982 GBP 11.5991 GBP 11.6006 GBP 11.6040 GBP 11.6050 GBP 11.6058 GBP
11.5852 GBP 11.5855 GBP 11.5898 GBP 11.5937 GBP 11.6010 GBP 11.6160 GBP 11.6220 GBP 11.6262 GBP 11.6312 GBP 11.6489 GBP 11.6603 GBP 11.6915 GBP
10.5300 GBP 11.5958 GBP 11.5982 GBP 11.6115 GBP 11.6174 GBP 11.6311 GBP 11.6333 GBP 11.6474 GBP 11.6535 GBP 11.6585 GBP 11.7035 GBP
11.5894 GBP 11.5899 GBP 11.5999 GBP 11.6006 GBP 11.6075 GBP 11.6223 GBP 11.6247 GBP 11.6272 GBP 11.6275 GBP 11.6323 GBP 11.6324 GBP 11.6343 GBP 11.6349 GBP 11.6357 GBP 11.6468 GBP 11.6497 GBP 11.6550 GBP 11.6747 GBP 11.6794 GBP 11.6864 GBP
11.5887 GBP 11.5937 GBP 11.5951 GBP 11.5987 GBP 11.6000 GBP 11.6001 GBP 11.6008 GBP 11.6032 GBP 11.6041 GBP 11.6077 GBP 11.6158 GBP 11.6161 GBP 11.6170 GBP 11.6204 GBP 11.6219 GBP 11.6537 GBP 11.6582 GBP 11.6673 GBP 11.6679 GBP 11.6693 GBP 11.6697 GBP 11.6906 GBP 11.7184 GBP |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 30 May 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L