25th May 2022 17:02
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate broker to HomeServe plc. |
(d) Date dealing undertaken: | 18 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Purchase
Sale | 1,225,256
590,628 | 10.7001 GBP
10.6500 GBP | 10.3614 GBP
10.3760 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position
| 7 185 896 1,030 237 1,236 180,516 5,620 6,710
1 1,987 1,346
1,900 11,112 4,459 1,276
70,118 110,000 534
3,246 2,223 94,165 6,049 811 7,461 31,143 4,340 922 1,344 112 1,312 35,412 753 322
123,913 2,174 454 343 125,000 324 227 5,717 3,000 103,495 8 324 878 3,385 30,000 1,094 19,142 9,288 851 34 1,869 39,752 | 10.3608 GBP 10.4614 GBP 10.5044 GBP 10.5159 GBP 10.5183 GBP 10.5300 GBP 10.5337 GBP 10.5411 GBP 10.5459 GBP
10.3800 GBP 10.5477 GBP 10.4995 GBP
10.5185 GBP 10.5298 GBP 10.5400 GBP 10.5564 GBP
10.6095 GBP 10.6192 GBP 10.5496 GBP
10.4689 GBP 10.5295 GBP 10.5300 GBP 10.5330 GBP 10.5546 GBP 10.5557 GBP 10.5582 GBP 10.5600 GBP 10.5613 GBP 10.5645 GBP 10.5897 GBP 10.5899 GBP 10.5923 GBP 10.6149 GBP 10.6397 GBP
10.4573 GBP 10.4652 GBP 10.4735 GBP 10.4738 GBP 10.4973 GBP 10.5003 GBP 10.5063 GBP 10.5101 GBP 10.5248 GBP 10.5300 GBP 10.5401 GBP 10.5403 GBP 10.5437 GBP 10.5446 GBP 10.5449 GBP 10.5473 GBP 10.5548 GBP 10.5623 GBP 10.5678 GBP 10.5850 GBP 10.5851 GBP 10.5997 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 25 May 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L