3rd May 2022 17:57
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate broker to HomeServe plc. |
(d) Date dealing undertaken: | 27 April 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Purchase
Sale | 444,958
633,088 | 9.8350 GBP
9.8350 GBP | 9.7225 GBP
9.7100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 1,202 5,623 819 556 3,538 3,925 57 3,819 12,096 5,400 2,077 7 180 1,000 3,003 1,260 2,512 25,677
2 17,896 5,429 632
1,107 1,521 349 3,872 418 1,724 120 2,989 964 664 7,479 3,289 1,310 4,865 1,683 7,913 1,790 510 9,827 2,628 398 26 7,572 24,933
12,057 43,029 38,678 5,429 1 1 | 9.7444 GBP 9.7505 GBP 9.7535 GBP 9.7568 GBP 9.7633 GBP 9.7648 GBP 9.7653 GBP 9.7735 GBP 9.7776 GBP 9.7810 GBP 9.7821 GBP 9.7827 GBP 9.7907 GBP 9.7946 GBP 9.8197 GBP 9.8288 GBP 9.8350 GBP 9.8351 GBP
9.1675 GBP 9.7600 GBP 9.7755 GBP 9.8335 GBP
9.7343 GBP 9.7443 GBP 9.7481 GBP 9.7483 GBP 9.7493 GBP 9.7544 GBP 9.7550 GBP 9.7576 GBP 9.7587 GBP 9.7606 GBP 9.7625 GBP 9.7636 GBP 9.7641 GBP 9.7700 GBP 9.7760 GBP 9.7772 GBP 9.7808 GBP 9.7840 GBP 9.7860 GBP 9.7871 GBP 9.7895 GBP 9.7912 GBP 9.8269 GBP 9.8350 GBP
9.7695 GBP 9.7706 GBP 9.7861 GBP 9.7923 GBP 9.8050 GBP 9.8350 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 May 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L