13th May 2022 16:50
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate broker to HomeServe plc. |
(d) Date dealing undertaken: | 5 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Purchase
Sale | 734,118
652,586 | 9.7350 GBP
9.7250 GBP | 9.6150 GBP
9.5700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position | 78 7,859 2 6 1,780 4,936 1,352 11,747 2,433 1,500 84
1 10,000 1,381
333 112 5,596 71,347 161 316 2,268 3,692 32 128
54,816 6,973 9,588 284 4
147 4,379 350 820 890 3,553 11,385 1,447 2,252 45,316 152
982 461 4,937 2,756 354 5,260 288 4,825 8,461 382 41,223 976 232 | 9.6407 GBP 9.6505 GBP 9.6625 GBP 9.6667 GBP 9.6702 GBP 9.6705 GBP 9.6741 GBP 9.6754 GBP 9.6826 GBP 9.6828 GBP 9.6907 GBP
9.5700 GBP 9.6568 GBP 9.6885 GBP
9.6143 GBP 9.6393 GBP 9.6488 GBP 9.6620 GBP 9.6644 GBP 9.6722 GBP 9.6739 GBP 9.6817 GBP 9.6893 GBP 9.6897 GBP
9.6561 GBP 9.6596 GBP 9.6621 GBP 9.6797 GBP 9.6900 GBP
9.6450 GBP 9.6485 GBP 9.6497 GBP 9.6500 GBP 9.6568 GBP 9.6757 GBP 9.6761 GBP 9.6790 GBP 9.6838 GBP 9.6900 GBP 9.6950 GBP
9.6205 GBP 9.6388 GBP 9.6417 GBP 9.6453 GBP 9.6551 GBP 9.6553 GBP 9.6568 GBP 9.6582 GBP 9.6603 GBP 9.6659 GBP 9.6899 GBP 9.6905 GBP 9.7051 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 13 May 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L