29th Apr 2022 10:13
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate broker to HomeServe plc. |
(d) Date dealing undertaken: | 28 April 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Purchase
Sale | 165,606
216,171 | 10.0413 GBP
10.0900 GBP | 9.8000 GBP
9.8550 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 40 1,077 418 161 7,014 468 1,134 1,619 2,177 3,798 324 840 4,033 3,282 11 36
2,989 5,767 40,000 2 40,000
269 2,015 1,621 386 104 984 8 1,095 5,202 260 2,466 19,564 2,077 4,513 86 624 860 1,300 9,341 4,736 13 2,284 207 849 81 90
1 2,540 10,713 56,159 1,506 | 9.8605 GBP 9.8976 GBP 9.9000 GBP 9.9002 GBP 9.9005 GBP 9.9152 GBP 9.9158 GBP 9.9235 GBP 9.9353 GBP 9.9382 GBP 9.9432 GBP 9.9585 GBP 9.9627 GBP 9.9689 GBP 9.9808 GBP 10.0010 GBP
9.8985 GBP 9.9838 GBP 10.0013 GBP 10.0400 GBP 10.0419 GBP
9.8716 GBP 9.8949 GBP 9.9000 GBP 9.9009 GBP 9.9055 GBP 9.9101 GBP 9.9146 GBP 9.9165 GBP 9.9219 GBP 9.9390 GBP 9.9418 GBP 9.9431 GBP 9.9449 GBP 9.9492 GBP 9.9540 GBP 9.9597 GBP 9.9767 GBP 9.9768 GBP 9.9791 GBP 9.9796 GBP 9.9800 GBP 9.9828 GBP 9.9950 GBP 10.0213 GBP 10.0304 GBP 10.0450 GBP
9.8000 GBP 9.8807 GBP 9.9108 GBP 9.9500 GBP 10.0247 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 April 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L