12th May 2022 11:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HomeServe plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | HomeServe plc |
(d) Date dealing undertaken: | 11 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2 9/13p ordinary | Buy
| 1790171 | 11.22000 GBP | 9.81506 GBP |
2 9/13p ordinary | Sell
| 1971164 | 11.22000 GBP | 9.81506 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2 9/13p ordinary | CFD
| Long | 3482 | 11.03571196 GBP |
2 9/13p ordinary | CFD
| Long | 2219 | 10.753407 GBP |
2 9/13p ordinary | CFD
| Long | 2518 | 11.066529 GBP |
2 9/13p ordinary | CFD
| Long | 3000 | 11.0881566666667 GBP |
2 9/13p ordinary | CFD
| Long | 15305 | 10.84797321 GBP |
2 9/13p ordinary | CFD
| Long | 37631 | 11.05 GBP |
2 9/13p ordinary | CFD
| Long | 22498 | 11.034489 GBP |
2 9/13p ordinary | CFD
| Long | 2852 | 11.037258 GBP |
2 9/13p ordinary | CFD
| Long | 5532 | 10.890522 GBP |
2 9/13p ordinary | CFD
| Long | 7 | 10.7671428571429 GBP |
2 9/13p ordinary | CFD
| Long | 961 | 11.035929 GBP |
2 9/13p ordinary | CFD
| Long | 22 | 10.99978 GBP |
2 9/13p ordinary | CFD
| Long | 30 | 11.008899 GBP |
2 9/13p ordinary | CFD
| Long | 37592 | 10.97532 GBP |
2 9/13p ordinary | CFD
| Long | 1652 | 10.933132 GBP |
2 9/13p ordinary | CFD
| Long | 37127 | 11.037176 GBP |
2 9/13p ordinary | CFD
| Long | 31295 | 10.9230510838406 GBP |
2 9/13p ordinary | CFD
| Long | 41024 | 10.9844931080303 GBP |
2 9/13p ordinary | CFD
| Long | 35000 | 10.9701939612 GBP |
2 9/13p ordinary | CFD
| Long | 27066 | 10.6650945544 GBP |
2 9/13p ordinary | CFD
| Long | 25829 | 10.9054811729161 GBP |
2 9/13p ordinary | CFD
| Long | 14171 | 10.917816 GBP |
2 9/13p ordinary | CFD
| Long | 50000 | 10.74355 GBP |
2 9/13p ordinary | CFD
| Long | 47934 | 10.6727305172 GBP |
2 9/13p ordinary | CFD
| Long | 1796 | 11.030122 GBP |
2 9/13p ordinary | CFD
| Long | 50000 | 11.1322 GBP |
2 9/13p ordinary | CFD
| Long | 564 | 11.017748 GBP |
2 9/13p ordinary | CFD
| Long | 7000 | 10.43571429 GBP |
2 9/13p ordinary | CFD
| Short | 215000 | 10.908626 GBP |
2 9/13p ordinary | CFD
| Short | 3760 | 11.010343 GBP |
2 9/13p ordinary | CFD
| Short | 16401 | 10.76727273 GBP |
2 9/13p ordinary | CFD
| Short | 18110 | 11.063369 GBP |
2 9/13p ordinary | CFD
| Short | 17453 | 11.03999996 GBP |
2 9/13p ordinary | CFD
| Short | 7071 | 11.013174 GBP |
2 9/13p ordinary | CFD
| Short | 398 | 11.1510549798995 GBP |
2 9/13p ordinary | CFD
| Short | 1768 | 10.990939 GBP |
2 9/13p ordinary | CFD
| Short | 10190 | 10.399214 GBP |
2 9/13p ordinary | CFD
| Short | 2098 | 10.878141 GBP |
2 9/13p ordinary | CFD
| Short | 18801 | 11.05 GBP |
2 9/13p ordinary | CFD
| Short | 7000 | 10.32857143 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 12 May 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HSV.L