4th Aug 2015 11:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 03/08/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 990,009 | 10.981 GBP | 10.8 GBP |
Common - ISIN GB0008762899 | Sale | 956,485 | 10.985 GBP | 10.805 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Short | 7,332 | 10.981 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,619 | 10.875 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,673 | 10.89 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 15,990 | 10.89 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 279,544 | 10.896 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 13,205 | 10.897 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 28,109 | 10.913 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 625 | 10.955 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,012 | 10.942 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,147 | 10.928 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 25,555 | 10.916 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 218 | 10.878 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 22,534 | 10.91 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,673 | 10.886 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 279,544 | 10.898 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,310 | 10.898 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,561 | 10.898 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 28,109 | 10.91 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 12,885 | 10.906 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 320 | 10.91 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 04/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| ||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 03/08/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 837,055 | 18.65 GBP | 18.4 GBP |
Common - ISIN GB00B03MM408 | Sale | 889,019 | 18.64 GBP | 18.44 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,215,571 | 18.41 GBP | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 664,798 | 26.31 EUR | 26.05 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,270,106 | 18.41 GBP | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Sale | 556,215 | 26.3 EUR | 26.05 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,685 | 26.199 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 203 | 26.231 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,958 | 26.285 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,191 | 26.246 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 131 | 26.246 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 346,139 | 26.198 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,600 | 26.217 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 944 | 26.236 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 631 | 26.229 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 370 | 26.243 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 281 | 26.229 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 66 | 26.243 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,650 | 18.331 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 18.331 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,751 | 18.337 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 748 | 18.376 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 504 | 18.376 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,180 | 18.37 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 659,811 | 18.332 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15 | 18.332 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,181 | 18.339 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,374 | 18.339 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,251 | 18.326 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,161 | 18.366 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 475 | 18.359 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 415 | 18.364 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 507 | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 23 | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 136 | 18.318 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,009 | 18.345 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 548 | 26.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 837 | 26.22 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 63,122 | 26.197 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 442 | 26.18 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,958 | 26.18 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,141 | 26.18 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 91 | 26.165 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 26.275 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,091 | 26.165 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 346,139 | 26.196 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,415 | 26.229 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,071 | 26.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,755 | 26.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 62,627 | 26.259 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 651 | 26.211 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,717 | 18.352 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 454 | 18.366 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 871 | 18.31 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,030 | 18.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,180 | 18.31 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,119 | 18.31 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,256 | 18.33 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 659,811 | 18.33 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,374 | 18.312 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,432 | 18.333 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 133 | 18.261 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 346 | 18.371 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 347 | 18.261 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,554 | 18.305 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 18,102 | 18.556 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,789 | 18.554 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,416 | 18.554 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 361 | 18.554 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,630 | 18.535 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 475,875 | 18.527 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 14,647 | 18.542 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,147 | 18.553 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,187 | 18.553 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,760 | 18.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 37,151 | 18.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,097 | 18.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,197 | 18.471 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 721 | 18.534 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,565 | 18.546 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,120 | 18.497 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,277 | 18.557 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 361 | 18.493 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5 | 18.497 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,630 | 18.497 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,015 | 18.497 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 475,875 | 18.524 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,147 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,834 | 18.536 GBP |
Common - ISIN GB00B03MLX29 | Futures | Long | 150,000 | 1.56 EUR |
Common - ISIN GB00B03MLX29 | Futures | Long | 150,000 | 1.575 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 04/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L