2nd Mar 2018 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 01 March 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1313740 | 4.55785785 GBP | 4.42250 GBP |
25p ordinary | Sell
| 987702 | 4.50250000 GBP | 4.42263 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 3210 | 4.462 GBP |
25p ordinary | CFD
| Long | 141600 | 4.462567 GBP |
25p ordinary | CFD
| Long | 315 | 4.471006 GBP |
25p ordinary | CFD
| Long | 4622 | 4.42591324 GBP |
25p ordinary | CFD
| Long | 592 | 4.54119 GBP |
25p ordinary | CFD
| Long | 1533 | 4.461244 GBP |
25p ordinary | CFD
| Long | 771 | 4.472538 GBP |
25p ordinary | CFD
| Long | 153 | 4.475968 GBP |
25p ordinary | CFD
| Long | 102 | 4.47495 GBP |
25p ordinary | CFD
| Long | 102 | 4.460556 GBP |
25p ordinary | CFD
| Long | 90 | 4.466847 GBP |
25p ordinary | CFD
| Long | 17 | 4.47737 GBP |
25p ordinary | CFD
| Long | 95000 | 4.4438672 GBP |
25p ordinary | CFD
| Long | 99622 | 4.45671 GBP |
25p ordinary | CFD
| Long | 3038 | 4.47554 GBP |
25p ordinary | CFD
| Long | 7903 | 4.468428 GBP |
25p ordinary | CFD
| Long | 33504 | 4.466821 GBP |
25p ordinary | CFD
| Long | 24730 | 4.469203 GBP |
25p ordinary | CFD
| Long | 1261 | 4.4821545 GBP |
25p ordinary | CFD
| Long | 4619 | 4.45375189434943 GBP |
25p ordinary | CFD
| Long | 5381 | 4.45734621817506 GBP |
25p ordinary | CFD
| Long | 1700 | 4.456793 GBP |
25p ordinary | CFD
| Long | 414 | 4.4641 GBP |
25p ordinary | CFD
| Long | 17417 | 4.45610186 GBP |
25p ordinary | CFD
| Short | 391062 | 4.458 GBP |
25p ordinary | CFD
| Short | 373 | 4.48248037 GBP |
25p ordinary | CFD
| Short | 55737 | 4.46066903493191 GBP |
25p ordinary | CFD
| Short | 6285 | 4.4521 GBP |
25p ordinary | CFD
| Short | 9059 | 4.427176 GBP |
25p ordinary | CFD
| Short | 18805 | 4.464234 GBP |
25p ordinary | CFD
| Short | 5644 | 4.46169383416017 GBP |
25p ordinary | CFD
| Short | 2700 | 4.466896 GBP |
25p ordinary | CFD
| Short | 435 | 4.4755 GBP |
25p ordinary | CFD
| Short | 160212 | 4.462 GBP |
25p ordinary | CFD
| Short | 1261 | 4.482154584 GBP |
25p ordinary | CFD
| Short | 48195 | 4.467489 GBP |
25p ordinary | CFD
| Short | 4975 | 4.437827 GBP |
25p ordinary | CFD
| Short | 6700 | 4.434269 GBP |
25p ordinary | CFD
| Short | 1800 | 4.432444 GBP |
25p ordinary | CFD
| Short | 592 | 4.481077829 GBP |
25p ordinary | CFD
| Short | 398 | 4.470126 GBP |
25p ordinary | CFD
| Short | 998 | 4.47013 GBP |
25p ordinary | CFD
| Short | 6611 | 4.451033 GBP |
25p ordinary | CFD
| Short | 212 | 4.431 GBP |
25p ordinary | CFD
| Short | 12268 | 4.427 GBP |
25p ordinary | CFD
| Short | 64 | 4.4225 GBP |
25p ordinary | CFD
| Short | 686 | 4.462686 GBP |
25p ordinary | CFD
| Short | 20000 | 4.4627425 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 02 March 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L