16th Mar 2018 10:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 15 March 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 2042913 | 4.41200 GBP | 4.30395 GBP |
25p ordinary | Sell
| 2174003 | 4.41200 GBP | 4.30395 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 427500 | 4.32347 GBP |
25p ordinary | CFD
| Long | 218922 | 4.33480486200565 GBP |
25p ordinary | CFD
| Long | 7876 | 4.33634 GBP |
25p ordinary | CFD
| Long | 100 | 4.33262 GBP |
25p ordinary | CFD
| Long | 4500 | 4.382 GBP |
25p ordinary | CFD
| Long | 49432 | 4.34014889140638 GBP |
25p ordinary | CFD
| Long | 2235 | 4.34233109619687 GBP |
25p ordinary | CFD
| Long | 6367 | 4.35254594000314 GBP |
25p ordinary | CFD
| Long | 3162 | 4.34233080328906 GBP |
25p ordinary | CFD
| Long | 20700 | 4.33948 GBP |
25p ordinary | CFD
| Long | 6588 | 4.3569 GBP |
25p ordinary | CFD
| Long | 254 | 4.3396 GBP |
25p ordinary | CFD
| Long | 400 | 4.33191 GBP |
25p ordinary | CFD
| Long | 11903 | 4.32985465848946 GBP |
25p ordinary | CFD
| Long | 5619 | 4.35091475351486 GBP |
25p ordinary | CFD
| Long | 381 | 4.35068241469816 GBP |
25p ordinary | CFD
| Long | 2114 | 4.31829706717124 GBP |
25p ordinary | CFD
| Long | 11983 | 4.38745222398398 GBP |
25p ordinary | CFD
| Long | 36635 | 4.33443483008052 GBP |
25p ordinary | CFD
| Long | 1593 | 4.31263653483992 GBP |
25p ordinary | CFD
| Long | 1371 | 4.344692 GBP |
25p ordinary | CFD
| Long | 265 | 4.334548 GBP |
25p ordinary | CFD
| Long | 128 | 4.366313 GBP |
25p ordinary | CFD
| Long | 73 | 4.332569 GBP |
25p ordinary | CFD
| Long | 36 | 4.341646 GBP |
25p ordinary | CFD
| Long | 30 | 4.356422 GBP |
25p ordinary | CFD
| Long | 19 | 4.346568 GBP |
25p ordinary | CFD
| Long | 201344 | 4.342549 GBP |
25p ordinary | CFD
| Long | 40591 | 4.33007 GBP |
25p ordinary | CFD
| Long | 3000 | 4.345 GBP |
25p ordinary | CFD
| Long | 101850 | 4.3849027982327 GBP |
25p ordinary | CFD
| Short | 3708 | 4.3467 GBP |
25p ordinary | CFD
| Short | 56227 | 4.34318 GBP |
25p ordinary | CFD
| Short | 3000 | 4.35933333 GBP |
25p ordinary | CFD
| Short | 7876 | 4.336348 GBP |
25p ordinary | CFD
| Short | 1311 | 4.3434706331045 GBP |
25p ordinary | CFD
| Short | 565914 | 4.344 GBP |
25p ordinary | CFD
| Short | 158279 | 4.347755 GBP |
25p ordinary | CFD
| Short | 158497 | 4.345006 GBP |
25p ordinary | CFD
| Short | 113527 | 4.345131 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16 March 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L