20th Apr 2018 10:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 19 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 2464657 | 5.09788 GBP | 5.05420 GBP |
25p ordinary | Sell
| 3047384 | 5.09788 GBP | 4.5578 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 83150 | 5.180271 GBP |
25p ordinary | CFD
| Long | 200000 | 5.201112 GBP |
25p ordinary | CFD
| Long | 84110 | 5.2046 GBP |
25p ordinary | CFD
| Long | 84110 | 5.200732 GBP |
25p ordinary | CFD
| Long | 24567 | 5.190878 GBP |
25p ordinary | CFD
| Long | 20000 | 5.193341 GBP |
25p ordinary | CFD
| Long | 134384 | 5.13899517 GBP |
25p ordinary | CFD
| Long | 14905 | 5.194 GBP |
25p ordinary | CFD
| Long | 1942 | 5.196565 GBP |
25p ordinary | CFD
| Long | 685 | 5.208 GBP |
25p ordinary | CFD
| Long | 379 | 5.097887 GBP |
25p ordinary | CFD
| Long | 17242 | 5.197814 GBP |
25p ordinary | CFD
| Long | 9350 | 5.198703 GBP |
25p ordinary | CFD
| Long | 1411 | 5.202692 GBP |
25p ordinary | CFD
| Long | 4642 | 5.20822 GBP |
25p ordinary | CFD
| Long | 44207 | 5.19523216 GBP |
25p ordinary | CFD
| Long | 10200 | 5.186066 GBP |
25p ordinary | CFD
| Long | 54835 | 5.188816 GBP |
25p ordinary | CFD
| Long | 146106 | 5.177971 GBP |
25p ordinary | CFD
| Long | 61 | 5.196228 GBP |
25p ordinary | CFD
| Long | 2747 | 5.19087 GBP |
25p ordinary | CFD
| Long | 925 | 5.194868 GBP |
25p ordinary | CFD
| Long | 728 | 5.184215 GBP |
25p ordinary | CFD
| Long | 565 | 5.186466 GBP |
25p ordinary | CFD
| Long | 2500 | 5.198 GBP |
25p ordinary | CFD
| Long | 935 | 5.1435614973262 GBP |
25p ordinary | CFD
| Long | 4558 | 5.17300131636683 GBP |
25p ordinary | CFD
| Long | 29507 | 5.16933236181245 GBP |
25p ordinary | CFD
| Long | 446 | 5.170338 GBP |
25p ordinary | CFD
| Long | 528 | 5.188762 GBP |
25p ordinary | CFD
| Short | 389548 | 5.0542 GBP |
25p ordinary | CFD
| Short | 1180 | 5.18767796610169 GBP |
25p ordinary | CFD
| Short | 17 | 5.1875 GBP |
25p ordinary | CFD
| Short | 8516 | 5.150149 GBP |
25p ordinary | CFD
| Short | 2174 | 5.159619 GBP |
25p ordinary | CFD
| Short | 5999 | 5.054201 GBP |
25p ordinary | CFD
| Short | 154870 | 5.0836 GBP |
25p ordinary | CFD
| Short | 17487 | 5.187547 GBP |
25p ordinary | CFD
| Short | 6541 | 5.144171 GBP |
25p ordinary | CFD
| Short | 379 | 5.097887 GBP |
25p ordinary | CFD
| Short | 801 | 5.145114 GBP |
25p ordinary | CFD
| Short | 3190 | 5.083599 GBP |
25p ordinary | CFD
| Short | 33820 | 5.17269781194559 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 April 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L