12th Mar 2018 10:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 09 March 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 558291 | 4.61178 GBP | 4.55400 GBP |
25p ordinary | Sell
| 570816 | 4.59818 GBP | 4.55398 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 1526 | 4.561642 GBP |
25p ordinary | CFD
| Long | 13545 | 4.56218752307124 GBP |
25p ordinary | CFD
| Long | 136 | 4.568411 GBP |
25p ordinary | CFD
| Long | 92 | 4.571554 GBP |
25p ordinary | CFD
| Long | 53 | 4.562683 GBP |
25p ordinary | CFD
| Long | 43 | 4.559555 GBP |
25p ordinary | CFD
| Long | 10 | 4.566243 GBP |
25p ordinary | CFD
| Long | 4 | 4.580542 GBP |
25p ordinary | CFD
| Long | 621 | 4.57648953301127 GBP |
25p ordinary | CFD
| Long | 1781 | 4.56218416619876 GBP |
25p ordinary | CFD
| Long | 4746 | 4.598186 GBP |
25p ordinary | CFD
| Long | 157 | 4.568399 GBP |
25p ordinary | CFD
| Long | 4722 | 4.57648454044896 GBP |
25p ordinary | CFD
| Long | 41829 | 4.56641492744268 GBP |
25p ordinary | CFD
| Long | 959 | 4.5740462 GBP |
25p ordinary | CFD
| Long | 152 | 4.5664 GBP |
25p ordinary | CFD
| Long | 55189 | 4.57227708420156 GBP |
25p ordinary | CFD
| Long | 4171 | 4.57059 GBP |
25p ordinary | CFD
| Long | 479 | 4.59286 GBP |
25p ordinary | CFD
| Long | 344 | 4.592849 GBP |
25p ordinary | CFD
| Long | 8344 | 4.580406 GBP |
25p ordinary | CFD
| Long | 3587 | 4.578988 GBP |
25p ordinary | CFD
| Long | 9855 | 4.56947742262811 GBP |
25p ordinary | CFD
| Long | 38145 | 4.5692772316162 GBP |
25p ordinary | CFD
| Long | 3811 | 4.57274731041721 GBP |
25p ordinary | CFD
| Short | 4000 | 4.572908 GBP |
25p ordinary | CFD
| Short | 4746 | 4.598186 GBP |
25p ordinary | CFD
| Short | 4025 | 4.55578075 GBP |
25p ordinary | CFD
| Short | 125261 | 4.554 GBP |
25p ordinary | CFD
| Short | 12600 | 4.570938 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 12 March 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L