17th Apr 2018 10:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 16 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 2583700 | 4.89200 GBP | 4.54077 GBP |
25p ordinary | Sell
| 3652520 | 4.89200 GBP | 4.70083 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 429620 | 4.851006 GBP |
25p ordinary | CFD
| Long | 54070 | 4.858402 GBP |
25p ordinary | CFD
| Long | 11472 | 4.891486 GBP |
25p ordinary | CFD
| Long | 66753 | 4.8807 GBP |
25p ordinary | CFD
| Long | 1510 | 4.877 GBP |
25p ordinary | CFD
| Long | 50175 | 4.834872 GBP |
25p ordinary | CFD
| Long | 60113 | 4.837485 GBP |
25p ordinary | CFD
| Long | 4413 | 4.841178 GBP |
25p ordinary | CFD
| Long | 20180 | 4.83384 GBP |
25p ordinary | CFD
| Long | 75000 | 4.83961 GBP |
25p ordinary | CFD
| Long | 751182 | 4.8136 GBP |
25p ordinary | CFD
| Long | 197 | 4.805581 GBP |
25p ordinary | CFD
| Long | 173 | 4.804453 GBP |
25p ordinary | CFD
| Long | 131 | 4.806274 GBP |
25p ordinary | CFD
| Long | 49 | 4.769535 GBP |
25p ordinary | CFD
| Long | 36 | 4.700793 GBP |
25p ordinary | CFD
| Long | 29 | 4.774025 GBP |
25p ordinary | CFD
| Long | 28 | 4.818929 GBP |
25p ordinary | CFD
| Long | 27 | 4.81874 GBP |
25p ordinary | CFD
| Long | 27 | 4.808649 GBP |
25p ordinary | CFD
| Long | 50048 | 4.80391983695652 GBP |
25p ordinary | CFD
| Long | 45052 | 4.81902024327444 GBP |
25p ordinary | CFD
| Long | 28517 | 4.84147841638321 GBP |
25p ordinary | CFD
| Long | 25383 | 4.79514044833156 GBP |
25p ordinary | CFD
| Long | 14129 | 4.82445820652559 GBP |
25p ordinary | CFD
| Long | 42796 | 4.82311991774932 GBP |
25p ordinary | CFD
| Long | 10914 | 4.84392889866227 GBP |
25p ordinary | CFD
| Long | 6161 | 4.80941892549911 GBP |
25p ordinary | CFD
| Long | 18591 | 4.86248835 GBP |
25p ordinary | CFD
| Long | 332043 | 4.84254042 GBP |
25p ordinary | CFD
| Long | 166022 | 4.84381955 GBP |
25p ordinary | CFD
| Long | 1208 | 4.8354 GBP |
25p ordinary | CFD
| Short | 61879 | 4.843 GBP |
25p ordinary | CFD
| Short | 30000 | 4.81174813 GBP |
25p ordinary | CFD
| Short | 498065 | 4.873 GBP |
25p ordinary | CFD
| Short | 100000 | 4.540769 GBP |
25p ordinary | CFD
| Short | 297679 | 4.809765 GBP |
25p ordinary | CFD
| Short | 30000 | 4.811521 GBP |
25p ordinary | CFD
| Short | 24730 | 4.81086514 GBP |
25p ordinary | CFD
| Short | 35000 | 4.806172 GBP |
25p ordinary | CFD
| Short | 28748 | 4.814803 GBP |
25p ordinary | CFD
| Short | 95709 | 4.849196 GBP |
25p ordinary | CFD
| Short | 300 | 4.726 GBP |
25p ordinary | CFD
| Short | 200 | 4.729 GBP |
25p ordinary | CFD
| Short | 3200 | 4.8068125 GBP |
25p ordinary | CFD
| Short | 5100 | 4.857182 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 17 April 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L