2nd Mar 2018 11:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc
|
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 01/03/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Intu Properties plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
25p ordinary | Purchases | 520,309 | 4.5020 | 4.4250 |
25p ordinary | Sales | 737,357 | 4.4880 | 4.4230 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Swap | Long | 253 | 4.4531 GBP |
25p ordinary | Swap | Long | 308 | 4.4813 GBP |
25p ordinary | Swap | Long | 977 | 4.4879 GBP |
25p ordinary | Swap | Long | 2,116 | 4.4741 GBP |
25p ordinary | Swap | Long | 3,142 | 4.4646 GBP |
25p ordinary | Swap | Long | 4,747 | 4.4665 GBP |
25p ordinary | Swap | Long | 8,694 | 4.4503 GBP |
25p ordinary | Swap | Long | 12,767 | 4.4574 GBP |
25p ordinary | Swap | Long | 37,774 | 4.4665 GBP |
25p ordinary | Swap | Long | 127,565 | 4.4612 GBP |
25p ordinary | Swap | Long | 185,011 | 4.4620 GBP |
25p ordinary | Swap | Long | 2,492 | 73.1261 ZAR |
25p ordinary | Swap | Short | 219 | 4.4477 GBP |
25p ordinary | Swap | Short | 1,181 | 4.4631 GBP |
25p ordinary | Swap | Short | 1,443 | 4.4521 GBP |
25p ordinary | Swap | Short | 1,784 | 4.4574 GBP |
25p ordinary | Swap | Short | 3,210 | 4.4620 GBP |
25p ordinary | Swap | Short | 3,460 | 4.4653 GBP |
25p ordinary | Swap | Short | 5,802 | 4.4581 GBP |
25p ordinary | Swap | Short | 6,031 | 4.4784 GBP |
25p ordinary | Swap | Short | 6,593 | 4.4619 GBP |
25p ordinary | Swap | Short | 7,300 | 4.4850 GBP |
25p ordinary | Swap | Short | 11,207 | 4.4744 GBP |
25p ordinary | Swap | Short | 12,620 | 4.4688 GBP |
25p ordinary | Swap | Short | 13,885 | 4.4692 GBP |
25p ordinary | Swap | Short | 111,075 | 4.4586 GBP |
25p ordinary | Swap | Short | 2 | 73.0100 ZAR |
25p ordinary | Swap | Short | 9,142 | 73.0213 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 02/03/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Hammerson