2nd Feb 2018 17:58
AMENDMENT
INCREASED EQUITY SALES BY 15,095 TO 467,088
ADDED EQUITY SWAP PURCHASES OF 439,413
ADDED EQUITY SWAP SALES OF 439,413
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Hammerson Plc |
(d) Date dealing undertaken: | 30 January 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Intu Properties Plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Shares | Purchases
Sales | 512,734
466,718 370 | 4.9480 GBP
4.9470 GBP 83.0928 ZAR | 4.9122 GBP
4.9128 GBP 83.0928 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Shares | Equity Swaps
Put Option | Long
Short
Long | 469 49,673 17,057 1,371 1,631 205 781 6,721 5,048 6,938 4,972 1,967 3,200 760 19,610 18,826 50,699 834 1,341 3,727 1,492 1,339 7,000 3,823 1,319 60,899 89,390 289,124 831 370 6,336 370
370 2,495 19,829 1,288 32,393 958 25,685 31,862 44,800 1,733 1,079 1,242 29,616 6,606 44,052 1,076 2,445 8,751 4,825 15,394 1,572 3,544 4,020 831 370 6,336 60,899 89,390 289,124
915 | 4.9126 GBP 4.9127 GBP 4.9128 GBP 4.9159 GBP 4.9209 GBP 4.9240 GBP 4.9276 GBP 4.9291 GBP 4.9308 GBP 4.9309 GBP 4.9313 GBP 4.9314 GBP 4.9319 GBP 4.9320 GBP 4.9326 GBP 4.9329 GBP 4.9332 GBP 4.9333 GBP 4.9345 GBP 4.9352 GBP 4.9367 GBP 4.9369 GBP 4.9390 GBP 4.9424 GBP 4.9455 GBP 4.9610 GBP 4.9820 GBP 5.0200 GBP 82.6144 ZAR 82.6175 ZAR 83.0704 ZAR 83.0928 ZAR
4.9112 GBP 4.9130 GBP 4.9131 GBP 4.9132 GBP 4.9134 GBP 4.9200 GBP 4.9201 GBP 4.9220 GBP 4.9248 GBP 4.9254 GBP 4.9280 GBP 4.9287 GBP 4.9302 GBP 4.9304 GBP 4.9308 GBP 4.9315 GBP 4.9332 GBP 4.9334 GBP 4.9337 GBP 4.9338 GBP 4.9339 GBP 4.9341 GBP 4.9356 GBP 82.6144 ZAR 82.6200 ZAR 83.0704 ZAR 83.5432 ZAR 83.9965 ZAR 84.4866 ZAR
4.440 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 02 February 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Hammerson