28th Mar 2018 16:26
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc
|
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 08/03/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Intu Properties plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
25p ordinary | Purchases | 749,036 | 4.5686 | 4.5380 |
25p ordinary | Sales | 749,600 | 4.5686 | 4.5300 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Swap | Long | 3 | 4.5570 GBP |
25p ordinary | Swap | Long | 5 | 4.5615 GBP |
25p ordinary | Swap | Long | 7 | 4.5488 GBP |
25p ordinary | Swap | Long | 17 | 4.5618 GBP |
25p ordinary | Swap | Long | 28 | 4.5502 GBP |
25p ordinary | Swap | Long | 69 | 4.5468 GBP |
25p ordinary | Swap | Long | 1,258 | 4.5419 GBP |
25p ordinary | Swap | Long | 1,600 | 4.5400 GBP |
25p ordinary | Swap | Long | 1,626 | 4.5469 GBP |
25p ordinary | Swap | Long | 4,910 | 4.5466 GBP |
25p ordinary | Swap | Long | 5,304 | 4.5415 GBP |
25p ordinary | Swap | Long | 6,732 | 4.5514 GBP |
25p ordinary | Swap | Long | 7,811 | 4.5540 GBP |
25p ordinary | Swap | Long | 9,061 | 4.5494 GBP |
25p ordinary | Swap | Long | 11,782 | 4.5451 GBP |
25p ordinary | Swap | Long | 17,405 | 4.5453 GBP |
25p ordinary | Swap | Long | 30,639 | 4.5399 GBP |
25p ordinary | Swap | Long | 37,806 | 4.5594 GBP |
25p ordinary | Swap | Long | 59,025 | 4.5493 GBP |
25p ordinary | Swap | Short | 48 | 4.5603 GBP |
25p ordinary | Swap | Short | 81 | 4.5595 GBP |
25p ordinary | Swap | Short | 404 | 4.5540 GBP |
25p ordinary | Swap | Short | 1,000 | 4.5471 GBP |
25p ordinary | Swap | Short | 2,000 | 4.5448 GBP |
25p ordinary | Swap | Short | 4,178 | 4.5686 GBP |
25p ordinary | Swap | Short | 4,224 | 4.5571 GBP |
25p ordinary | Swap | Short | 7,000 | 4.5529 GBP |
25p ordinary | Swap | Short | 7,300 | 4.5510 GBP |
25p ordinary | Swap | Short | 14,723 | 4.5596 GBP |
25p ordinary | Swap | Short | 30,418 | 4.5564 GBP |
25p ordinary | Swap | Short | 121,833 | 4.5680 GBP |
25p ordinary | Swap | Short | 1,810 | 75.1000 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28/03/2018 |
| Contact name: | Hamish Bell |
| Telephone number: | 0207 541 2675 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Hammerson