26th Jan 2018 18:16
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,094 TO 1,013,175
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Hammerson Plc |
(d) Date dealing undertaken: | 17 January 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Intu Properties Plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Shares | Purchases
Sales | 1,013,175
763,727 40,691 | 5.1340 GBP
5.1400 GBP 87.2057 ZAR | 5.0920 GBP
5.0900 GBP 87.2057 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Shares | Equity Swaps
| Long
Short | 463 26 2,106 2,316 739 35,500 165 1,500 19,277 2,448 12,722 34,201 787 5,927 2,292 1,029 285,714 5,205 35,486 40,691
79 1,459 137,269 1,939 1,199 6,555 976 6,086 1,460 1,248 6,958 12,300 552 27,056 18,892 90,221 2,669 2,082 14,904 1,884 20,952 14,385 2,318 3,214 17,166 25,251 1,869 14,708 3,567 5,771 2,534 2,057 1,702 39,391 1,300 285,714 | 5.0907 GBP 5.0916 GBP 5.0917 GBP 5.0918 GBP 5.0920 GBP 5.0931 GBP 5.0976 GBP 5.1040 GBP 5.1051 GBP 5.1073 GBP 5.1085 GBP 5.1090 GBP 5.1092 GBP 5.1094 GBP 5.1160 GBP 5.1169 GBP 5.2440 GBP 86.8074 ZAR 86.8109 ZAR 87.2057 ZAR
5.0924 GBP 5.0939 GBP 5.0940 GBP 5.0941 GBP 5.0972 GBP 5.1000 GBP 5.1002 GBP 5.1005 GBP 5.1014 GBP 5.1015 GBP 5.1018 GBP 5.1021 GBP 5.1022 GBP 5.1048 GBP 5.1052 GBP 5.1053 GBP 5.1067 GBP 5.1069 GBP 5.1073 GBP 5.1075 GBP 5.1076 GBP 5.1078 GBP 5.1080 GBP 5.1084 GBP 5.1088 GBP 5.1090 GBP 5.1104 GBP 5.1119 GBP 5.1122 GBP 5.1128 GBP 5.1135 GBP 5.1138 GBP 5.1149 GBP 86.8084 ZAR 86.9554 ZAR 87.9943 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 26 January 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Hammerson