7th Dec 2017 12:02
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Hammerson Plc |
(d) Date dealing undertaken: | 06 December 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Intu Properties Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 3,291,047
5,004,749 | 5.2750
5.2750 | 5.0150
5.0100 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 14 28,175 1,647 54,035 628 4,668 38,700 22,758 6,288 1,884 3,861 1,401 1,505 113,122 8,870 23,360 3,309 326 2,279 454 252 15,578 17,957 4,070 11,344 454,022 369 14,765 2,055 23,419 670 205,863 1,767 5,587 150,384 18,864 5,000 420,896 47,114 48,168 2,803 4,327 2,189 1,836 24,155 15,145 41,351 11,058 20,359 3,494 144,142 1,484 3,814 4,225 37,573 3,535
241,956 10,425 28,393 7,112 1,484 6,462 11,837 7,374 26,435 26,834 2,626 6,326 2,282 7,636 22,244 15,387 3,625 578 2,595 31,245 73,923 125 398 18,164 5,061 39,013 687 1,475 46,504 141,810 543,801 17,672 1,808 83,727 144 20,542 3,519 853 883 2,200 159 10,142 4,986 4,471 475 3,814 3,750 41,108 | 5.0147 GBP 5.0148 GBP 5.0150 GBP 5.0199 GBP 5.0624 GBP 5.0640 GBP 5.0663 GBP 5.0679 GBP 5.0750 GBP 5.0762 GBP 5.0863 GBP 5.0894 GBP 5.0904 GBP 5.0933 GBP 5.0935 GBP 5.0971 GBP 5.0989 GBP 5.0990 GBP 5.1041 GBP 5.1095 GBP 5.1097 GBP 5.1100 GBP 5.1125 GBP 5.1129 GBP 5.1131 GBP 5.1163 GBP 5.1170 GBP 5.1178 GBP 5.1187 GBP 5.1219 GBP 5.1238 GBP 5.1244 GBP 5.1276 GBP 5.1307 GBP 5.1324 GBP 5.1341 GBP 5.1356 GBP 5.1396 GBP 5.1398 GBP 5.1427 GBP 5.1429 GBP 5.1444 GBP 5.1531 GBP 5.1553 GBP 5.1560 GBP 5.1563 GBP 5.1583 GBP 5.1629 GBP 5.1884 GBP 5.2263 GBP 5.2323 GBP 5.2398 GBP 92.1950 ZAR 92.7480 ZAR 93.1913 ZAR 95.7088 ZAR
5.0153 GBP 5.0154 GBP 5.0243 GBP 5.0292 GBP 5.0462 GBP 5.0551 GBP 5.0574 GBP 5.0643 GBP 5.0710 GBP 5.0725 GBP 5.0792 GBP 5.0802 GBP 5.0951 GBP 5.0959 GBP 5.1033 GBP 5.1110 GBP 5.1152 GBP 5.1155 GBP 5.1183 GBP 5.1185 GBP 5.1193 GBP 5.1202 GBP 5.1204 GBP 5.1260 GBP 5.1301 GBP 5.1304 GBP 5.1380 GBP 5.1402 GBP 5.1405 GBP 5.1421 GBP 5.1501 GBP 5.1528 GBP 5.1671 GBP 5.1678 GBP 5.1902 GBP 5.1922 GBP 5.2132 GBP 5.2300 GBP 5.2304 GBP 5.2327 GBP 5.2375 GBP 5.2437 GBP 5.2499 GBP 5.2527 GBP 91.8900 ZAR 92.1950 ZAR 92.8598 ZAR 93.4106 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 December 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Hammerson