23rd Feb 2018 11:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 22 February 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 848615 | 4.63234 GBP | 4.62799 GBP |
25p ordinary | Sell
| 3465852 | 4.63234 GBP | 4.62799 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 16700 | 4.668107 GBP |
25p ordinary | CFD
| Long | 49747 | 4.65724063762639 GBP |
25p ordinary | CFD
| Long | 1976848 | 4.641999 GBP |
25p ordinary | CFD
| Long | 500000 | 4.6500145 GBP |
25p ordinary | CFD
| Long | 526 | 4.65264258555133 GBP |
25p ordinary | CFD
| Long | 156 | 4.69096153846154 GBP |
25p ordinary | CFD
| Long | 26571 | 4.66754318618042 GBP |
25p ordinary | CFD
| Long | 74747 | 4.66122038342676 GBP |
25p ordinary | CFD
| Long | 29253 | 4.66383345297918 GBP |
25p ordinary | CFD
| Long | 153000 | 4.699015 GBP |
25p ordinary | CFD
| Long | 17 | 4.657068 GBP |
25p ordinary | CFD
| Long | 38 | 4.660467 GBP |
25p ordinary | CFD
| Long | 40 | 4.661755 GBP |
25p ordinary | CFD
| Long | 44 | 4.662989 GBP |
25p ordinary | CFD
| Long | 109 | 4.656006 GBP |
25p ordinary | CFD
| Long | 169 | 4.664855 GBP |
25p ordinary | CFD
| Long | 646 | 4.67026 GBP |
25p ordinary | CFD
| Long | 2447 | 4.685255 GBP |
25p ordinary | CFD
| Long | 27 | 4.642476 GBP |
25p ordinary | CFD
| Long | 608 | 4.63234 GBP |
25p ordinary | CFD
| Long | 22735 | 4.668775 GBP |
25p ordinary | CFD
| Long | 19659 | 4.698415 GBP |
25p ordinary | CFD
| Long | 7108 | 4.66342 GBP |
25p ordinary | CFD
| Long | 17233 | 4.662554 GBP |
25p ordinary | CFD
| Long | 1433 | 4.661585 GBP |
25p ordinary | CFD
| Long | 17045 | 4.658925 GBP |
25p ordinary | CFD
| Short | 155340 | 4.66814002 GBP |
25p ordinary | CFD
| Short | 10200 | 4.660177 GBP |
25p ordinary | CFD
| Short | 600 | 4.663 GBP |
25p ordinary | CFD
| Short | 1400 | 4.662214 GBP |
25p ordinary | CFD
| Short | 608 | 4.63234 GBP |
25p ordinary | CFD
| Short | 117000 | 4.698 GBP |
25p ordinary | CFD
| Short | 4771 | 4.661269 GBP |
25p ordinary | CFD
| Short | 2404 | 4.660511 GBP |
25p ordinary | CFD
| Short | 777 | 4.6624 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 February 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L