21st Dec 2017 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 20 December 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 574520 | 5.3442613 GBP | 5.29500 GBP |
25p ordinary | Sell
| 341655 | 5.3442625 GBP | 5.29500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 518 | 5.306409 GBP |
25p ordinary | CFD
| Long | 21541 | 5.3064 GBP |
25p ordinary | CFD
| Long | 390 | 5.30641 GBP |
25p ordinary | CFD
| Long | 64560 | 5.367 GBP |
25p ordinary | CFD
| Long | 1376 | 5.366999 GBP |
25p ordinary | CFD
| Long | 1035 | 5.367005 GBP |
25p ordinary | CFD
| Long | 2041 | 5.3244675 GBP |
25p ordinary | CFD
| Long | 59657 | 5.3442613 GBP |
25p ordinary | CFD
| Long | 4601 | 5.315195 GBP |
25p ordinary | CFD
| Long | 4063 | 5.317384 GBP |
25p ordinary | CFD
| Long | 4014 | 5.31541 GBP |
25p ordinary | CFD
| Long | 1550 | 5.31129 GBP |
25p ordinary | CFD
| Long | 2757 | 5.306398 GBP |
25p ordinary | CFD
| Short | 6600 | 5.31245 GBP |
25p ordinary | CFD
| Short | 2243 | 5.31432763 GBP |
25p ordinary | CFD
| Short | 9700 | 5.311705 GBP |
25p ordinary | CFD
| Short | 59657 | 5.3442613 GBP |
25p ordinary | CFD
| Short | 8850 | 5.31236271 GBP |
25p ordinary | CFD
| Short | 29457 | 5.31236209 GBP |
25p ordinary | CFD
| Short | 271 | 5.3129 GBP |
25p ordinary | CFD
| Short | 62 | 5.335534 GBP |
25p ordinary | CFD
| Short | 90 | 5.322425 GBP |
25p ordinary | CFD
| Short | 125 | 5.318036 GBP |
25p ordinary | CFD
| Short | 152 | 5.322613 GBP |
25p ordinary | CFD
| Short | 285 | 5.333536 GBP |
25p ordinary | CFD
| Short | 700 | 5.295 GBP |
25p ordinary | CFD
| Short | 33322 | 5.336095478 GBP |
25p ordinary | CFD
| Short | 1887 | 5.31749867514573 GBP |
25p ordinary | CFD
| Short | 8246 | 5.30905166141159 GBP |
25p ordinary | CFD
| Short | 2447 | 5.32344912137311 GBP |
25p ordinary | CFD
| Short | 19413 | 5.30910832946994 GBP |
25p ordinary | CFD
| Short | 18536 | 5.31748867069486 GBP |
25p ordinary | CFD
| Short | 120820 | 5.30573787452409 GBP |
25p ordinary | CFD
| Short | 2452 | 5.30717373572594 GBP |
25p ordinary | CFD
| Short | 15143 | 5.32132206299941 GBP |
25p ordinary | CFD
| Short | 1141 | 5.31015776 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 December 2017 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L