9th Feb 2018 11:50
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 08 February 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 937374 | 4.62501 GBP | 4.62100 GBP |
25p ordinary | Sell
| 437880 | 4.63268 GBP | 4.62200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 33 | 4.657992 GBP |
25p ordinary | CFD
| Long | 15200 | 4.6404 GBP |
25p ordinary | CFD
| Long | 11096 | 4.630747 GBP |
25p ordinary | CFD
| Long | 736 | 4.62960597826087 GBP |
25p ordinary | CFD
| Long | 5729 | 4.62890731366731 GBP |
25p ordinary | CFD
| Long | 12535 | 4.62937295572397 GBP |
25p ordinary | CFD
| Long | 8397 | 4.64994402762892 GBP |
25p ordinary | CFD
| Long | 25954 | 4.64387493257301 GBP |
25p ordinary | CFD
| Long | 1433 | 4.65593161200279 GBP |
25p ordinary | CFD
| Long | 38216 | 4.6499712162445 GBP |
25p ordinary | CFD
| Long | 1250 | 4.622 GBP |
25p ordinary | CFD
| Long | 2425 | 4.63643 GBP |
25p ordinary | CFD
| Long | 18359 | 4.634772 GBP |
25p ordinary | CFD
| Long | 20225 | 4.634188 GBP |
25p ordinary | CFD
| Long | 5716 | 4.638212 GBP |
25p ordinary | CFD
| Long | 1398 | 4.6228801 GBP |
25p ordinary | CFD
| Long | 4 | 4.649837 GBP |
25p ordinary | CFD
| Long | 60 | 4.658268 GBP |
25p ordinary | CFD
| Long | 152 | 4.646815 GBP |
25p ordinary | CFD
| Long | 288 | 4.657699 GBP |
25p ordinary | CFD
| Long | 389 | 4.65253 GBP |
25p ordinary | CFD
| Long | 102 | 4.657959 GBP |
25p ordinary | CFD
| Long | 77 | 4.64597402597403 GBP |
25p ordinary | CFD
| Long | 790 | 4.6455 GBP |
25p ordinary | CFD
| Long | 8990 | 4.6213697 GBP |
25p ordinary | CFD
| Long | 4354 | 4.640101 GBP |
25p ordinary | CFD
| Long | 32931 | 4.6401 GBP |
25p ordinary | CFD
| Long | 909 | 4.640099 GBP |
25p ordinary | CFD
| Long | 683 | 4.640102 GBP |
25p ordinary | CFD
| Long | 4376 | 4.6316042047532 GBP |
25p ordinary | CFD
| Short | 4422 | 4.651239 GBP |
25p ordinary | CFD
| Short | 169 | 4.6453 GBP |
25p ordinary | CFD
| Short | 1834 | 4.642296 GBP |
25p ordinary | CFD
| Short | 35 | 4.6565 GBP |
25p ordinary | CFD
| Short | 800 | 4.647855 GBP |
25p ordinary | CFD
| Short | 16103 | 4.651634 GBP |
25p ordinary | CFD
| Short | 1398 | 4.6228801 GBP |
25p ordinary | CFD
| Short | 36230 | 4.63 GBP |
25p ordinary | CFD
| Short | 11100 | 4.64409 GBP |
25p ordinary | CFD
| Short | 8990 | 4.6213697 GBP |
25p ordinary | CFD
| Short | 238368 | 4.64406241 GBP |
25p ordinary | CFD
| Short | 12274 | 4.648927 GBP |
25p ordinary | CFD
| Short | 5914 | 4.64012850862361 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 February 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L