18th Jan 2018 11:17
This announcement replaces the previous RNS announcement 1434c released at 11:28am on the 17th January 2018. Amendment made to section 2 (a). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 16 January 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 861232 | 5.14185 GBP | 5.13299 GBP |
25p ordinary | Sell
| 1001610 | 5.1333 GBP | 5.13299 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 442009 | 5.1637 GBP |
25p ordinary | CFD
| Long | 36000 | 5.141087 GBP |
25p ordinary | CFD
| Long | 800 | 5.154669 GBP |
25p ordinary | CFD
| Long | 7463 | 5.1333 GBP |
25p ordinary | CFD
| Long | 1656 | 5.17529 GBP |
25p ordinary | CFD
| Long | 800 | 5.1645 GBP |
25p ordinary | CFD
| Long | 600 | 5.186 GBP |
25p ordinary | CFD
| Long | 403 | 5.161 GBP |
25p ordinary | CFD
| Long | 643 | 5.1599 GBP |
25p ordinary | CFD
| Long | 884 | 5.1587 GBP |
25p ordinary | CFD
| Long | 115711 | 5.154 GBP |
25p ordinary | CFD
| Short | 91905 | 5.14768309 GBP |
25p ordinary | CFD
| Short | 7500 | 5.151093 GBP |
25p ordinary | CFD
| Short | 10263 | 5.1499 GBP |
25p ordinary | CFD
| Short | 691 | 5.151608 GBP |
25p ordinary | CFD
| Short | 10696 | 5.15562733732236 GBP |
25p ordinary | CFD
| Short | 1851 | 5.150826 GBP |
25p ordinary | CFD
| Short | 103500 | 5.15675903 GBP |
25p ordinary | CFD
| Short | 16301 | 5.15178703 GBP |
25p ordinary | CFD
| Short | 156 | 5.147233 GBP |
25p ordinary | CFD
| Short | 7463 | 5.1333 GBP |
25p ordinary | CFD
| Short | 45626 | 5.1497 GBP |
25p ordinary | CFD
| Short | 17000 | 5.17523823529412 GBP |
25p ordinary | CFD
| Short | 469 | 5.151464 GBP |
25p ordinary | CFD
| Short | 301 | 5.146798 GBP |
25p ordinary | CFD
| Short | 2938 | 5.1502 GBP |
25p ordinary | CFD
| Short | 95 | 5.157836 GBP |
25p ordinary | CFD
| Short | 173 | 5.150775 GBP |
25p ordinary | CFD
| Short | 2400 | 5.160401 GBP |
25p ordinary | CFD
| Short | 835 | 5.150557 GBP |
25p ordinary | CFD
| Short | 2041 | 5.14751494 GBP |
25p ordinary | CFD
| Short | 405 | 5.162039 GBP |
25p ordinary | CFD
| Short | 6955 | 5.151873 GBP |
25p ordinary | CFD
| Short | 2563 | 5.144977 GBP |
25p ordinary | CFD
| Short | 2 | 5.152515 GBP |
25p ordinary | CFD
| Short | 56304 | 5.16893773088946 GBP |
25p ordinary | CFD
| Short | 30912 | 5.14642192 GBP |
25p ordinary | CFD
| Short | 62 | 5.144154 GBP |
25p ordinary | CFD
| Short | 55513 | 5.1554303 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 18 January 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L