28th Feb 2018 11:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 27 February 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 416953 | 4.690558025 GBP | 4.55699 GBP |
25p ordinary | Sell
| 780162 | 4.66713283 GBP | 4.55700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 156 | 4.598081 GBP |
25p ordinary | CFD
| Long | 385 | 4.580902 GBP |
25p ordinary | CFD
| Long | 154 | 4.602055 GBP |
25p ordinary | CFD
| Long | 204918 | 4.582828 GBP |
25p ordinary | CFD
| Long | 19716 | 4.61219999 GBP |
25p ordinary | CFD
| Long | 9929 | 4.657934 GBP |
25p ordinary | CFD
| Long | 121 | 4.583145 GBP |
25p ordinary | CFD
| Long | 26 | 4.609039 GBP |
25p ordinary | CFD
| Long | 34000 | 4.58967 GBP |
25p ordinary | CFD
| Long | 68 | 4.586062 GBP |
25p ordinary | CFD
| Long | 322 | 4.5806 GBP |
25p ordinary | CFD
| Long | 56 | 4.573579 GBP |
25p ordinary | CFD
| Long | 68601 | 4.6129538928004 GBP |
25p ordinary | CFD
| Long | 429 | 4.65864801864802 GBP |
25p ordinary | CFD
| Long | 8000 | 4.6131975 GBP |
25p ordinary | CFD
| Long | 716 | 4.580741 GBP |
25p ordinary | CFD
| Long | 2410 | 4.66713283 GBP |
25p ordinary | CFD
| Long | 2700 | 4.580222 GBP |
25p ordinary | CFD
| Long | 12109 | 4.598726 GBP |
25p ordinary | CFD
| Long | 25311 | 4.591649 GBP |
25p ordinary | CFD
| Long | 31524 | 4.590007 GBP |
25p ordinary | CFD
| Long | 5189 | 4.57788322 GBP |
25p ordinary | CFD
| Long | 27 | 4.673 GBP |
25p ordinary | CFD
| Long | 32970 | 4.59114952987564 GBP |
25p ordinary | CFD
| Short | 16356 | 4.571745 GBP |
25p ordinary | CFD
| Short | 25317 | 4.56957 GBP |
25p ordinary | CFD
| Short | 2410 | 4.66713283 GBP |
25p ordinary | CFD
| Short | 600 | 4.57991666666667 GBP |
25p ordinary | CFD
| Short | 2800 | 4.574964 GBP |
25p ordinary | CFD
| Short | 17303 | 4.574138 GBP |
25p ordinary | CFD
| Short | 6500 | 4.572862 GBP |
25p ordinary | CFD
| Short | 23160 | 4.5668 GBP |
25p ordinary | CFD
| Short | 8904 | 4.5666907 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 28 February 2018 |
Contact name: | Wendy Dent |
Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L