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Form 8.5 (EPT/RI) Glencore Intl Replacement

26th Mar 2012 09:48

RNS Number : 0454A
Morgan Stanley Securities Limited
26 March 2012
 



AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

21st March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ORD USD

SALES

40,000

4.9717 EUR

4.9717 EUR

ORD USD

PURCHASES

3,588,373

4.1900 GBP

4.1310 GBP

ORD USD

SALES

3,781,660

4.1900 GBP

4.1310 GBP

(b) Derivatives transactions (other than options)

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

ORD USD

CFD

LONG

40,000

4.9698

ORD USD

CFD

LONG

501

4.1400

 

ORD USD

CFD

LONG

76,822

4.1425

 

ORD USD

CFD

LONG

11,296

4.1432

 

ORD USD

CFD

LONG

11,861

4.1458

 

ORD USD

CFD

LONG

1,640

4.1471

 

ORD USD

CFD

LONG

132,308

4.1493

 

ORD USD

CFD

LONG

891,767

4.1497

 

ORD USD

CFD

LONG

211,591

4.1499

 

ORD USD

CFD

LONG

42,132

4.1562

 

ORD USD

CFD

LONG

1,332

4.1563

 

ORD USD

CFD

LONG

22,894

4.1575

 

ORD USD

CFD

LONG

651

4.1575

 

ORD USD

CFD

SHORT

770

4.1504

 

ORD USD

CFD

SHORT

26,700

4.1546

 

ORD USD

CFD

SHORT

26,700

4.1546

 

ORD USD

CFD

SHORT

15,577

4.1561

 

ORD USD

CFD

SHORT

16,173

4.1572

 

ORD USD

CFD

SHORT

351

4.1575

 

ORD USD

CFD

SHORT

1,772

4.1580

 

ORD USD

CFD

SHORT

1,200

4.1590

 

ORD USD

CFD

SHORT

4,045

4.1603

 

ORD USD

CFD

SHORT

2,360

4.1635

 

ORD USD

CFD

SHORT

630

4.1638

 

ORD USD

CFD

SHORT

1,676

4.1682

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (GBP)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

26th March 2012

Contact name:

Jenna Harrison

Telephone number:

0207 677 5870

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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