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Form 8.5 (EPT/RI) Glencore Intl Replacement

28th Jun 2012 12:17

RNS Number : 3711G
Morgan Stanley Securities Limited
28 June 2012
 



AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

26th June 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

PURCHASES

2,934,228

3.1105 GBP

3.0140 GBP

USD 0.01 ordinary

SALES

3,782,093

3.0959 GBP

3.0125 GBP

USD 0.01 ordinary

PURCHASES

165,450

4.8000 USD

4.8000 USD

5% guaranteed convertible bonds due December 2014

SALES

2,300,000

113.4500 USD

113.3000 USD

(b) Derivatives transactions (other than options)

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

USD 0.01 ordinary

CFD

LONG

4,301

3.0231

USD 0.01 ordinary

CFD

LONG

63,382

3.0270

USD 0.01 ordinary

CFD

LONG

16,654

3.0270

USD 0.01 ordinary

CFD

LONG

138,670

3.0328

USD 0.01 ordinary

CFD

LONG

1,793

3.0354

USD 0.01 ordinary

CFD

LONG

48

3.0354

USD 0.01 ordinary

CFD

LONG

332

3.0354

USD 0.01 ordinary

CFD

LONG

495,117

3.0376

USD 0.01 ordinary

CFD

LONG

188,293

3.0376

USD 0.01 ordinary

CFD

LONG

544

3.0380

USD 0.01 ordinary

CFD

LONG

254,224

3.0394

USD 0.01 ordinary

CFD

LONG

1

3.0420

USD 0.01 ordinary

CFD

LONG

5

3.0420

USD 0.01 ordinary

CFD

LONG

1

3.0420

USD 0.01 ordinary

CFD

LONG

83,415

3.0486

USD 0.01 ordinary

CFD

LONG

3,000

3.0530

USD 0.01 ordinary

CFD

LONG

27,900

3.0571

USD 0.01 ordinary

CFD

LONG

35,109

3.0571

USD 0.01 ordinary

CFD

LONG

33

3.0595

USD 0.01 ordinary

CFD

LONG

46,620

3.0744

USD 0.01 ordinary

CFD

SHORT

33,264

3.0201

USD 0.01 ordinary

CFD

SHORT

11,088

3.0201

USD 0.01 ordinary

CFD

SHORT

27,386

3.0261

USD 0.01 ordinary

CFD

SHORT

3,345

3.0270

USD 0.01 ordinary

CFD

SHORT

10,033

3.0270

USD 0.01 ordinary

CFD

SHORT

32,330

3.0271

USD 0.01 ordinary

CFD

SHORT

10,360

3.0271

USD 0.01 ordinary

CFD

SHORT

18,246

3.0277

USD 0.01 ordinary

CFD

SHORT

11,675

3.0277

USD 0.01 ordinary

CFD

SHORT

7,200

3.0319

USD 0.01 ordinary

CFD

SHORT

435

3.0319

USD 0.01 ordinary

CFD

SHORT

5,202

3.0319

USD 0.01 ordinary

CFD

SHORT

15,333

3.0401

USD 0.01 ordinary

CFD

SHORT

1

3.0426

USD 0.01 ordinary

CFD

SHORT

16

3.0426

USD 0.01 ordinary

CFD

SHORT

1

3.0426

USD 0.01 ordinary

CFD

SHORT

4

3.0426

USD 0.01 ordinary

CFD

SHORT

7,300

3.0430

USD 0.01 ordinary

CFD

SHORT

12,540

3.0498

USD 0.01 ordinary

CFD

SHORT

8,929

3.0743

USD 0.01 ordinary

CFD

SHORT

667

3.0908

USD 0.01 ordinary

CFD

SHORT

18,000

3.0241

USD 0.01 ordinary

CFD

SHORT

123,180

3.0299

USD 0.01 ordinary

CFD

SHORT

14,474

3.0631

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (GBP)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit (GBP)

N/A

N/A

N/A

N/A

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

28th June 2012

Contact name:

Julie Archer

Telephone number:

0207 425 1155

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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