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Form 8.5 (EPT/RI) Glencore Intl Plc

2nd Mar 2012 10:53

RNS Number : 5851Y
Morgan Stanley Securities Limited
02 March 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

1st March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ORD USD

PURCHASES

3,943,700

4.3280 GBP

4.2435 GBP

ORD USD

SALES

4,523,967

4.3285 GBP

4.2480 GBP

ORD USD

PURCHASES

20,000

6.8533 HKD

6.8364 HKD

ORD USD

SALES

235,000

6.8800 HKD

6.8800 HKD

(b) Derivatives transactions (other than options)

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

ORD USD

CFD

LONG

136,553

4.2690

ORD USD

CFD

LONG

70,359

4.2702

 

ORD USD

CFD

LONG

48

4.2715

 

ORD USD

CFD

LONG

3,483

4.2715

 

ORD USD

CFD

LONG

19,100

4.2892

 

ORD USD

CFD

LONG

500

4.2892

 

ORD USD

CFD

LONG

3,600

4.2892

 

ORD USD

CFD

LONG

9,600

4.2892

 

ORD USD

CFD

LONG

13,100

4.2892

 

ORD USD

CFD

LONG

52,858

4.2941

 

ORD USD

CFD

LONG

44,662

4.2957

 

ORD USD

CFD

LONG

135,856

4.2962

 

ORD USD

CFD

LONG

61,669

4.2975

 

ORD USD

CFD

SHORT

9,218

4.2709

 

ORD USD

CFD

SHORT

1,732

4.2720

 

ORD USD

CFD

SHORT

794

4.2720

 

ORD USD

CFD

SHORT

21,138

4.2731

 

ORD USD

CFD

SHORT

25,040

4.2871

 

ORD USD

CFD

SHORT

1,753

4.2873

 

ORD USD

CFD

SHORT

25,827

4.2875

 

ORD USD

CFD

SHORT

204

4.2914

 

ORD USD

CFD

SHORT

22,400

4.2941

 

ORD USD

CFD

SHORT

4,505

4.3030

 

ORD USD

CFD

LONG

235,000

6.8786

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (GBP)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

2nd March 2012

Contact name:

Emma Cansell

Telephone number:

0207 677 2630

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERLLFSIVAIFIIF

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