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Form 8.5 (EPT/RI) Glencore Intl Plc

17th Apr 2012 10:26

RNS Number : 4821B
Morgan Stanley Securities Limited
17 April 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

16th April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

PURCHASES

3,196,764

4.0520 GBP

3.9770 GBP

USD 0.01 ordinary

SALES

2,318,279

4.0580 GBP

3.9800 GBP

USD 0.01 ordinary

PURCHASES

393,750

6.3300 USD

6.3143 USD

(b) Derivatives transactions (other than options)

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

USD 0.01 ordinary

CFD

LONG

170,000

3.9920

USD 0.01 ordinary

CFD

LONG

1,979

4.0066

 

USD 0.01 ordinary

CFD

LONG

660

4.0066

 

USD 0.01 ordinary

CFD

LONG

333

4.0070

 

USD 0.01 ordinary

CFD

LONG

483

4.0098

 

USD 0.01 ordinary

CFD

LONG

10,000

4.0232

 

USD 0.01 ordinary

CFD

LONG

250,000

4.0253

 

USD 0.01 ordinary

CFD

LONG

200,000

4.0285

 

USD 0.01 ordinary

CFD

LONG

274

4.0305

 

USD 0.01 ordinary

CFD

LONG

332

4.0356

 

USD 0.01 ordinary

CFD

LONG

3,267

4.0383

 

USD 0.01 ordinary

CFD

LONG

9,801

4.0383

 

USD 0.01 ordinary

CFD

LONG

578

4.0402

 

USD 0.01 ordinary

CFD

LONG

6,033

4.0453

 

USD 0.01 ordinary

CFD

SHORT

10

4.0070

 

USD 0.01 ordinary

CFD

SHORT

5,225

4.0070

 

USD 0.01 ordinary

CFD

SHORT

1,000

4.0292

 

USD 0.01 ordinary

CFD

SHORT

483

4.0347

 

USD 0.01 ordinary

CFD

SHORT

25,162

4.0367

 

USD 0.01 ordinary

CFD

SHORT

3,789

4.0377

 

USD 0.01 ordinary

CFD

SHORT

507,238

4.0425

 

USD 0.01 ordinary

CFD

SHORT

1,173,603

4.0425

 

USD 0.01 ordinary

CFD

SHORT

10,000

4.0493

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (GBP)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17th April 2012

Contact name:

Emma Cansell

Telephone number:

0207 677 2630

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERLIFFASEIDLIF

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