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Form 8.5 (EPT/RI) Glencore Int'l Plc AMENDMENT

30th Aug 2012 15:08

RNS Number : 1308L
Deutsche Bank AG
30 August 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

AMENDMENT - Addition of Option Transaction

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date of dealing:

29-08-2012

(e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer?

 

YES

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

£

Lowest price per unit paid/received

£

USD 0.1 Ordinary

Purchases

3871718

3.799968

3.682

USD 0.1 Ordinary

Sales

1735787

3.799968

3.685

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit £

USD 0.1 Ordinary

CFD

Long

280535

3.799968

USD 0.1 Ordinary

CFD

Long

131486

3.76709

USD 0.1 Ordinary

CFD

Long

24472

3.735442

USD 0.1 Ordinary

CFD

Long

36444

3.7351

USD 0.1 Ordinary

CFD

Long

1306

3.728852

USD 0.1 Ordinary

CFD

Long

19420

3.727979

USD 0.1 Ordinary

CFD

Long

252129

3.720708

USD 0.1 Ordinary

CFD

Long

2873

3.717442

USD 0.1 Ordinary

CFD

Long

147646

3.715

USD 0.1 Ordinary

CFD

Long

829

3.698

USD 0.1 Ordinary

CFD

Long

2011

3.687398

USD 0.1 Ordinary

CFD

Long

3439

3.685001

USD 0.1 Ordinary

CFD

Long

5675

3.684558

USD 0.1 Ordinary

CFD

Short

92500

3.799968

USD 0.1 Ordinary

CFD

Short

1000

3.786136

USD 0.1 Ordinary

CFD

Short

5

3.775

USD 0.1 Ordinary

CFD

Short

5973

3.770243

USD 0.1 Ordinary

CFD

Short

250000

3.756052

USD 0.1 Ordinary

CFD

Short

44584

3.75449

USD 0.1 Ordinary

CFD

Short

48651

3.75424

USD 0.1 Ordinary

CFD

Short

74141

3.7534

USD 0.1 Ordinary

CFD

Short

14603

3.74579

USD 0.1 Ordinary

CFD

Short

42451

3.7427

USD 0.1 Ordinary

CFD

Short

67818

3.74047

USD 0.1 Ordinary

CFD

Short

53026

3.73536

USD 0.1 Ordinary

CFD

Short

51373

3.72658

USD 0.1 Ordinary

CFD

Short

64213

3.72563

USD 0.1 Ordinary

CFD

Short

11540

3.724697

USD 0.1 Ordinary

CFD

Short

101000

3.724578

USD 0.1 Ordinary

CFD

Short

39257

3.722497

USD 0.1 Ordinary

CFD

Short

13383

3.721194

USD 0.1 Ordinary

CFD

Short

48757

3.71991

USD 0.1 Ordinary

CFD

Short

30281

3.71973

USD 0.1 Ordinary

CFD

Short

417786

3.719

USD 0.1 Ordinary

CFD

Short

35641

3.71778

USD 0.1 Ordinary

CFD

Short

30219

3.714259

USD 0.1 Ordinary

CFD

Short

137358

3.711431

USD 0.1 Ordinary

CFD

Short

12242

3.706301

USD 0.1 Ordinary

CFD

Short

34351

3.703881

USD 0.1 Ordinary

CFD

Short

166731

3.703356

USD 0.1 Ordinary

CFD

Short

284507

3.701938

USD 0.1 Ordinary

CFD

Short

16765

3.700979

USD 0.1 Ordinary

CFD

Short

8593

3.698129

USD 0.1 Ordinary

CFD

Short

1066

3.69787

USD 0.1 Ordinary

CFD

Short

53204

3.696159

USD 0.1 Ordinary

CFD

Short

14497

3.6948

USD 0.1 Ordinary

CFD

Short

25784

3.693897

USD 0.1 Ordinary

CFD

Short

1889

3.69044

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Expiry date

Option money paid/ received per unit

USD 0.1 Ordinary

Call Option

Selling

2500000

3.80

19/10/2012

0.165

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise date

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

30-08-2012

Contact name:

Kelly-Jade Ledwich

Telephone number:

020 7545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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