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Form 8.5 (EPT/RI) - Glencore International plc

4th May 2012 11:48

RNS Number : 7681C
Credit Suisse Securities (Eur) Ltd
04 May 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

3-May-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary shares

Purchases

3,693,433

4.312(GBP)

4.242(GBP)

Ordinary shares

Sales

2,536,635

4.312(GBP)

4.242(GBP)

Convertible Bond

Sale

1,500,000

1.357 (GBP)

1.357 (GBP)

 (b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit (GBP)

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Ordinary

Swap

Reducing a long

10

425.00

Ordinary

Swap

Reducing a long

3802

425.21

Ordinary

Swap

Reducing a long

32

425.95

Ordinary

Swap

Reducing a long

400

425.98

Ordinary

Swap

Reducing a long

25000

426.15

Ordinary

Swap

Reducing a long

4324

426.37

Ordinary

Swap

Reducing a long

25000

426.53

Ordinary

Swap

Reducing a long

118439

426.64

Ordinary

Swap

Reducing a long

7081

427.08

Ordinary

Swap

Reducing a long

20902

427.16

Ordinary

Swap

Reducing a long

262508

427.49

Ordinary

Swap

Reducing a long

27947

427.68

Ordinary

Swap

Reducing a long

84000

427.70

Ordinary

Swap

Reducing a long

1450000

427.79

Ordinary

Swap

Reducing a long

25000

427.89

Ordinary

Swap

Increasing a long

200

426.10

Ordinary

Swap

Increasing a long

1644

426.39

Ordinary

Swap

Increasing a long

286500

426.41

Ordinary

Swap

Increasing a long

121231

426.60

Ordinary

Swap

Increasing a long

2600

426.75

Ordinary

Swap

Increasing a long

5690

426.81

Ordinary

Swap

Increasing a long

100

426.91

Ordinary

Swap

Increasing a long

22585

426.93

Ordinary

Swap

Increasing a long

126569

427.09

Ordinary

Swap

Increasing a long

6995

427.23

Ordinary

Swap

Increasing a long

246588

427.31

Ordinary

Swap

Increasing a long

37500

427.76

Ordinary

Swap

Increasing a long

75705

428.26

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

Date of disclosure:

4-May-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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