7th May 2013 11:00
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GLENCORE INTERNATIONAL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| GLENCORE INTERNATIONAL PLC |
(d) Date dealing undertaken: | 29 APRIL 2013 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.01 ordinary | PURCHASES | 7,957,559 | 3.2815 GBP | 3.1800 GBP |
USD 0.01 ordinary | SALES | 7,160,179 | 3.2809 GBP | 3.1800 GBP |
USD 0.01 ordinary | PURCHASES | 8,969,319 | 5.0099 USD | 5.0000 USD |
USD 0.01 ordinary | SALES | 16,200,463 | 5.0000 USD | 5.0000 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.01 ordinary | CFD | LONG | 5,253 | 3.1950 GBP |
USD 0.01 ordinary | CFD | LONG | 674 | 3.2165 GBP |
USD 0.01 ordinary | CFD | LONG | 2,863 | 3.2165 GBP |
USD 0.01 ordinary | CFD | LONG | 1,307 | 3.2174 GBP |
USD 0.01 ordinary | CFD | LONG | 5,585 | 3.2174 GBP |
USD 0.01 ordinary | CFD | LONG | 14,000 | 3.2207 GBP |
USD 0.01 ordinary | CFD | LONG | 7,945 | 3.2275 GBP |
USD 0.01 ordinary | CFD | LONG | 68,088 | 3.2345 GBP |
USD 0.01 ordinary | CFD | LONG | 4,772 | 3.2459 GBP |
USD 0.01 ordinary | CFD | LONG | 291,580 | 3.2475 GBP |
USD 0.01 ordinary | CFD | LONG | 217,000 | 3.2475 GBP |
USD 0.01 ordinary | CFD | LONG | 542,500 | 3.2475 GBP |
USD 0.01 ordinary | CFD | LONG | 325,500 | 3.2475 GBP |
USD 0.01 ordinary | CFD | LONG | 1,916 | 3.2486 GBP |
USD 0.01 ordinary | CFD | LONG | 158,600 | 3.2497 GBP |
USD 0.01 ordinary | CFD | LONG | 41,977 | 3.2500 GBP |
USD 0.01 ordinary | CFD | LONG | 226,966 | 3.2528 GBP |
USD 0.01 ordinary | CFD | LONG | 2,974 | 3.2538 GBP |
USD 0.01 ordinary | CFD | LONG | 8,390 | 3.2540 GBP |
USD 0.01 ordinary | CFD | LONG | 109,810 | 3.2594 GBP |
USD 0.01 ordinary | CFD | SHORT | 42,318 | 3.1939 GBP |
USD 0.01 ordinary | CFD | SHORT | 1,969 | 3.1940 GBP |
USD 0.01 ordinary | CFD | SHORT | 70,401 | 3.1970 GBP |
USD 0.01 ordinary | CFD | SHORT | 27,620 | 3.2064 GBP |
USD 0.01 ordinary | CFD | SHORT | 6,050 | 3.2200 GBP |
USD 0.01 ordinary | CFD | SHORT | 357,800 | 3.2200 GBP |
USD 0.01 ordinary | CFD | SHORT | 162,200 | 3.2200 GBP |
USD 0.01 ordinary | CFD | SHORT | 375,779 | 3.2200 GBP |
USD 0.01 ordinary | CFD | SHORT | 684,221 | 3.2200 GBP |
USD 0.01 ordinary | CFD | SHORT | 8,782 | 3.2211 GBP |
USD 0.01 ordinary | CFD | SHORT | 16,218 | 3.2211 GBP |
USD 0.01 ordinary | CFD | SHORT | 2 | 3.2220 GBP |
USD 0.01 ordinary | CFD | SHORT | 1 | 3.2220 GBP |
USD 0.01 ordinary | CFD | SHORT | 84,566 | 3.2235 GBP |
USD 0.01 ordinary | CFD | SHORT | 16,218 | 3.2289 GBP |
USD 0.01 ordinary | CFD | SHORT | 8,782 | 3.2289 GBP |
USD 0.01 ordinary | CFD | SHORT | 22,875 | 3.2294 GBP |
USD 0.01 ordinary | CFD | SHORT | 227,125 | 3.2294 GBP |
USD 0.01 ordinary | CFD | SHORT | 7,945 | 3.2300 GBP |
USD 0.01 ordinary | CFD | SHORT | 32,400 | 3.2324 GBP |
USD 0.01 ordinary | CFD | SHORT | 12,900 | 3.2324 GBP |
USD 0.01 ordinary | CFD | SHORT | 15,200 | 3.2324 GBP |
USD 0.01 ordinary | CFD | SHORT | 3,800 | 3.2324 GBP |
USD 0.01 ordinary | CFD | SHORT | 4,200 | 3.2324 GBP |
USD 0.01 ordinary | CFD | SHORT | 145 | 3.2373 GBP |
USD 0.01 ordinary | CFD | SHORT | 217,000 | 3.2475 GBP |
USD 0.01 ordinary | CFD | SHORT | 325,500 | 3.2475 GBP |
USD 0.01 ordinary | CFD | SHORT | 542,500 | 3.2475 GBP |
USD 0.01 ordinary | CFD | SHORT | 17,191 | 3.2496 GBP |
USD 0.01 ordinary | CFD | SHORT | 5,440 | 3.2500 GBP |
USD 0.01 ordinary | CFD | SHORT | 138 | 3.2500 GBP |
USD 0.01 ordinary | CFD | SHORT | 845 | 3.2500 GBP |
USD 0.01 ordinary | CFD | SHORT | 877 | 3.2500 GBP |
USD 0.01 ordinary | CFD | SHORT | 22,875 | 3.2512 GBP |
USD 0.01 ordinary | CFD | SHORT | 227,125 | 3.2512 GBP |
USD 0.01 ordinary | CFD | SHORT | 227,125 | 3.2515 GBP |
USD 0.01 ordinary | CFD | SHORT | 22,875 | 3.2515 GBP |
USD 0.01 ordinary | CFD | SHORT | 6 | 3.2705 GBP |
USD 0.01 ordinary | CFD | SHORT | 1 | 3.2705 GBP |
USD 0.01 ordinary | CFD | SHORT | 25,000 | 3.2725 GBP |
USD 0.01 ordinary | FUTURE | SALE | 185 | 319.3476 GBP |
USD 0.01 ordinary | CFD | LONG | 411,682 | 4.9999 GBP |
USD 0.01 ordinary | CFD | LONG | 617,524 | 4.9999 GBP |
USD 0.01 ordinary | CFD | LONG | 1,029,206 | 4.9999 GBP |
USD 0.01 ordinary | CFD | LONG | 76,237 | 5.0000 GBP |
USD 0.01 ordinary | CFD | LONG | 19,364 | 5.0000 GBP |
USD 0.01 ordinary | CFD | LONG | 158,346 | 5.0000 GBP |
USD 0.01 ordinary | CFD | LONG | 26,683 | 5.0000 GBP |
USD 0.01 ordinary | CFD | LONG | 343,069 | 5.0000 GBP |
USD 0.01 ordinary | CFD | LONG | 1,143,562 | 5.0000 GBP |
USD 0.01 ordinary | CFD | LONG | 5,810 | 5.0000 GBP |
USD 0.01 ordinary | CFD | LONG | 146,665 | 5.0000 GBP |
USD 0.01 ordinary | CFD | SHORT | 38,100 | 5.0099 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.01 ordinary | PUT | SALE | 1,000,000 | 320.0000 | A | 21/06/2013 | 0.1825 GBP |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 MAY 2013 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 7514 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Glencore