26th Apr 2013 11:03
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GLENCORE INTERNATIONAL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| GLENCORE INTERNATIONAL PLC |
(d) Date dealing undertaken: | 23 APRIL 2013 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.01 ordinary | PURCHASES | 4,602,704 | 3.1615 GBP | 3.0535 GBP |
USD 0.01 ordinary | SALES | 4,167,315 | 3.1600 GBP | 3.0524 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.01 ordinary | CFD | LONG | 61,000 | 3.0524 GBP |
USD 0.01 ordinary | CFD | LONG | 91,500 | 3.0524 GBP |
USD 0.01 ordinary | CFD | LONG | 152,500 | 3.0524 GBP |
USD 0.01 ordinary | CFD | LONG | 1,576 | 3.0957 GBP |
USD 0.01 ordinary | CFD | LONG | 70,461 | 3.1033 GBP |
USD 0.01 ordinary | CFD | LONG | 411,614 | 3.1112 GBP |
USD 0.01 ordinary | CFD | LONG | 411,614 | 3.1112 GBP |
USD 0.01 ordinary | CFD | LONG | 12,037 | 3.1167 GBP |
USD 0.01 ordinary | CFD | LONG | 180,000 | 3.1200 GBP |
USD 0.01 ordinary | CFD | LONG | 120,000 | 3.1200 GBP |
USD 0.01 ordinary | CFD | LONG | 300,000 | 3.1200 GBP |
USD 0.01 ordinary | CFD | LONG | 535,124 | 3.1310 GBP |
USD 0.01 ordinary | CFD | LONG | 3,844 | 3.1373 GBP |
USD 0.01 ordinary | CFD | LONG | 3,713 | 3.1395 GBP |
USD 0.01 ordinary | CFD | LONG | 181,199 | 3.1395 GBP |
USD 0.01 ordinary | CFD | LONG | 14,036 | 3.1397 GBP |
USD 0.01 ordinary | CFD | LONG | 305,000 | 3.1400 GBP |
USD 0.01 ordinary | CFD | LONG | 10,717 | 3.1423 GBP |
USD 0.01 ordinary | CFD | LONG | 50,000 | 3.1425 GBP |
USD 0.01 ordinary | CFD | LONG | 4,068 | 3.1428 GBP |
USD 0.01 ordinary | CFD | LONG | 5,377 | 3.1436 GBP |
USD 0.01 ordinary | CFD | LONG | 15,250 | 3.1441 GBP |
USD 0.01 ordinary | CFD | LONG | 15,250 | 3.1441 GBP |
USD 0.01 ordinary | CFD | LONG | 2,146 | 3.1522 GBP |
USD 0.01 ordinary | CFD | LONG | 515 | 3.1522 GBP |
USD 0.01 ordinary | CFD | LONG | 20,461 | 3.2290 GBP |
USD 0.01 ordinary | CFD | LONG | 20,461 | 3.2290 GBP |
USD 0.01 ordinary | CFD | SHORT | 2,998 | 3.0780 GBP |
USD 0.01 ordinary | CFD | SHORT | 3,050 | 3.0800 GBP |
USD 0.01 ordinary | CFD | SHORT | 9,668 | 3.0865 GBP |
USD 0.01 ordinary | CFD | SHORT | 27,208 | 3.0890 GBP |
USD 0.01 ordinary | CFD | SHORT | 24,493 | 3.1099 GBP |
USD 0.01 ordinary | CFD | SHORT | 411,614 | 3.1112 GBP |
USD 0.01 ordinary | CFD | SHORT | 41,600 | 3.1161 GBP |
USD 0.01 ordinary | CFD | SHORT | 28,057 | 3.1251 GBP |
USD 0.01 ordinary | CFD | SHORT | 11,600 | 3.1257 GBP |
USD 0.01 ordinary | CFD | SHORT | 4,100 | 3.1257 GBP |
USD 0.01 ordinary | CFD | SHORT | 1,100 | 3.1257 GBP |
USD 0.01 ordinary | CFD | SHORT | 5,300 | 3.1257 GBP |
USD 0.01 ordinary | CFD | SHORT | 180,000 | 3.1257 GBP |
USD 0.01 ordinary | CFD | SHORT | 300,000 | 3.1257 GBP |
USD 0.01 ordinary | CFD | SHORT | 120,000 | 3.1257 GBP |
USD 0.01 ordinary | CFD | SHORT | 25,503 | 3.1335 GBP |
USD 0.01 ordinary | CFD | SHORT | 18,906 | 3.1389 GBP |
USD 0.01 ordinary | CFD | SHORT | 4,101 | 3.1395 GBP |
USD 0.01 ordinary | CFD | SHORT | 397 | 3.1395 GBP |
USD 0.01 ordinary | CFD | SHORT | 4,972 | 3.1395 GBP |
USD 0.01 ordinary | CFD | SHORT | 4,789 | 3.1395 GBP |
USD 0.01 ordinary | CFD | SHORT | 112,991 | 3.1395 GBP |
USD 0.01 ordinary | CFD | SHORT | 98,875 | 3.1395 GBP |
USD 0.01 ordinary | CFD | SHORT | 5,370 | 3.1400 GBP |
USD 0.01 ordinary | CFD | SHORT | 8,860 | 3.1401 GBP |
USD 0.01 ordinary | CFD | SHORT | 104,359 | 3.1416 GBP |
USD 0.01 ordinary | CFD | SHORT | 50,000 | 3.1425 GBP |
USD 0.01 ordinary | CFD | SHORT | 150,000 | 3.1425 GBP |
USD 0.01 ordinary | CFD | SHORT | 15,250 | 3.1441 GBP |
USD 0.01 ordinary | CFD | SHORT | 2 | 3.1445 GBP |
USD 0.01 ordinary | CFD | SHORT | 48,430 | 3.1446 GBP |
USD 0.01 ordinary | CFD | SHORT | 20,461 | 3.2290 GBP |
USD 0.01 ordinary | CFD | SHORT | 20,461 | 3.2290 GBP |
USD 0.01 ordinary | CFD | SHORT | 100,000 | 3.1404 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 APRIL 2013 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 7514 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Glencore