28th Sep 2020 11:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 25 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 2025708 | 1.90550 GBP | 1.87700 GBP |
25p ordinary | Sell
| 214185 | 1.89596 GBP | 1.87700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD | Long | 416 | 1.8878125 GBP |
25p ordinary | CFD | Long | 2088 | 1.88800287 GBP |
25p ordinary | CFD | Long | 8631 | 1.88804426 GBP |
25p ordinary | CFD | Long | 19330 | 1.89012519 GBP |
25p ordinary | CFD | Long | 102 | 1.89088235 GBP |
25p ordinary | CFD | Long | 18619 | 1.89215425 GBP |
25p ordinary | CFD | Long | 3451 | 1.89358737 GBP |
25p ordinary | CFD | Long | 4957 | 1.89363728 GBP |
25p ordinary | CFD | Long | 3695 | 1.8942571 GBP |
25p ordinary | CFD | Long | 2097 | 1.894268 GBP |
25p ordinary | CFD | Long | 379 | 1.89432718 GBP |
25p ordinary | CFD | Long | 2044 | 1.89443249 GBP |
25p ordinary | CFD | Long | 21097 | 1.89450017 GBP |
25p ordinary | CFD | Long | 402 | 1.89554726 GBP |
25p ordinary | CFD | Long | 4664 | 1.89620069 GBP |
25p ordinary | CFD | Long | 1357 | 1.89651437 GBP |
25p ordinary | CFD | Long | 12981 | 1.89651568 GBP |
25p ordinary | CFD | Long | 20500 | 1.8965161 GBP |
25p ordinary | CFD | Long | 449 | 1.89746102 GBP |
25p ordinary | CFD | Long | 291 | 1.89810997 GBP |
25p ordinary | CFD | Short | 144422 | 1.88105199 GBP |
25p ordinary | CFD | Short | 1079 | 1.88245598 GBP |
25p ordinary | CFD | Short | 25378 | 1.88447592 GBP |
25p ordinary | CFD | Short | 3394 | 1.88748674 GBP |
25p ordinary | CFD | Short | 15019 | 1.8891351 GBP |
25p ordinary | CFD | Short | 42105 | 1.89011495 GBP |
25p ordinary | CFD | Short | 603439 | 1.890658 GBP |
25p ordinary | CFD | Short | 500000 | 1.890945 GBP |
25p ordinary | CFD | Short | 76786 | 1.89301696 GBP |
25p ordinary | CFD | Short | 69 | 1.89318841 GBP |
25p ordinary | CFD | Short | 1074 | 1.89359404 GBP |
25p ordinary | CFD | Short | 39515 | 1.89429811 GBP |
25p ordinary | CFD | Short | 3305 | 1.89449924 GBP |
25p ordinary | CFD | Short | 1062 | 1.89453861 GBP |
25p ordinary | CFD | Short | 1043 | 1.89500479 GBP |
25p ordinary | CFD | Short | 44010 | 1.895409 GBP |
25p ordinary | CFD | Short | 1155 | 1.89580087 GBP |
25p ordinary | CFD | Short | 3390 | 1.89630088 GBP |
25p ordinary | CFD | Short | 51067 | 1.89640492 GBP |
25p ordinary | CFD | Short | 19556 | 1.89654479 GBP |
25p ordinary | CFD | Short | 6336 | 1.89709438 GBP |
25p ordinary | CFD | Short | 1308 | 1.8976682 GBP |
25p ordinary | CFD | Short | 899 | 1.89809789 GBP |
25p ordinary | CFD | Short | 1062 | 1.89900188 GBP |
25p ordinary | CFD | Short | 1233 | 1.89972425 GBP |
25p ordinary | CFD | Short | 2130 | 1.90023005 GBP |
25p ordinary | CFD | Short | 369121 | 1.90550001 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 28 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L