5th Oct 2020 12:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 02 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1125719 | 2.04000 GBP | 2.00375 GBP |
25p ordinary | Sell
| 2753584 | 2.04000 GBP | 2.00750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 196696 | 2.02761500004027 GBP |
25p ordinary | CFD
| Long | 16444 | 2.02761493925322 GBP |
25p ordinary | CFD
| Long | 550 | 2.033 GBP |
25p ordinary | CFD
| Long | 17012 | 2.0368947378909 GBP |
25p ordinary | CFD
| Long | 12891 | 2.02713554270421 GBP |
25p ordinary | CFD
| Long | 410 | 2.039959 GBP |
25p ordinary | CFD
| Long | 2412 | 2.028754 GBP |
25p ordinary | CFD
| Long | 1963 | 2.029364 GBP |
25p ordinary | CFD
| Long | 18 | 2.011 GBP |
25p ordinary | CFD
| Long | 3965 | 2.036698 GBP |
25p ordinary | CFD
| Long | 3233 | 2.022068 GBP |
25p ordinary | CFD
| Long | 2954 | 2.039929 GBP |
25p ordinary | CFD
| Long | 1375 | 2.021528 GBP |
25p ordinary | CFD
| Long | 1001 | 2.022298 GBP |
25p ordinary | CFD
| Long | 808 | 2.02286479485149 GBP |
25p ordinary | CFD
| Long | 601 | 2.022504 GBP |
25p ordinary | CFD
| Long | 332 | 2.019298 GBP |
25p ordinary | CFD
| Long | 234 | 2.023968 GBP |
25p ordinary | CFD
| Long | 142 | 2.022798 GBP |
25p ordinary | CFD
| Long | 99 | 2.015944 GBP |
25p ordinary | CFD
| Long | 145891 | 2.02639463709208 GBP |
25p ordinary | CFD
| Long | 4103 | 2.026459 GBP |
25p ordinary | CFD
| Long | 10951 | 2.0335 GBP |
25p ordinary | CFD
| Long | 31581 | 2.0208 GBP |
25p ordinary | CFD
| Long | 94807 | 2.0254 GBP |
25p ordinary | CFD
| Long | 3805 | 2.036506 GBP |
25p ordinary | CFD
| Long | 2730 | 2.019 GBP |
25p ordinary | CFD
| Long | 91767 | 2.029961 GBP |
25p ordinary | CFD
| Long | 129726 | 2.027505 GBP |
25p ordinary | CFD
| Long | 10459 | 2.0271 GBP |
25p ordinary | CFD
| Long | 6875 | 2.0226499 GBP |
25p ordinary | CFD
| Long | 57398 | 2.024604 GBP |
25p ordinary | CFD
| Long | 7309 | 2.027622 GBP |
25p ordinary | CFD
| Long | 380000 | 2.026903 GBP |
25p ordinary | CFD
| Long | 9653 | 2.023997 GBP |
25p ordinary | CFD
| Long | 58487 | 2.021754 GBP |
25p ordinary | CFD
| Long | 2971 | 2.014041 GBP |
25p ordinary | CFD
| Long | 3251 | 2.020204 GBP |
25p ordinary | CFD
| Long | 977000 | 2.02379 GBP |
25p ordinary | CFD
| Short | 70000 | 2.02034 GBP |
25p ordinary | CFD
| Short | 634 | 2.023539 GBP |
25p ordinary | CFD
| Short | 275092 | 2.031852 GBP |
25p ordinary | CFD
| Short | 4903 | 2.022353 GBP |
25p ordinary | CFD
| Short | 36851 | 2.031914 GBP |
25p ordinary | CFD
| Short | 4741 | 2.021705 GBP |
25p ordinary | CFD
| Short | 4447 | 2.022879 GBP |
25p ordinary | CFD
| Short | 38380 | 2.02600047998958 GBP |
25p ordinary | CFD
| Short | 5498 | 2.0207105858494 GBP |
25p ordinary | CFD
| Short | 1643 | 2.0255004899574 GBP |
25p ordinary | CFD
| Short | 1202 | 2.02750045008319 GBP |
25p ordinary | CFD
| Short | 951 | 2.02796244058885 GBP |
25p ordinary | CFD
| Short | 613 | 2.037 GBP |
25p ordinary | CFD
| Short | 58496 | 2.03000444474836 GBP |
25p ordinary | CFD
| Short | 94 | 2.026591 GBP |
25p ordinary | CFD
| Short | 76 | 2.029105 GBP |
25p ordinary | CFD
| Short | 33 | 2.025581 GBP |
25p ordinary | CFD
| Short | 9 | 2.026704 GBP |
25p ordinary | CFD
| Short | 8 | 2.0042 GBP |
25p ordinary | CFD
| Short | 6 | 2.027257 GBP |
25p ordinary | CFD
| Short | 493 | 2.025598 GBP |
25p ordinary | CFD
| Short | 1769 | 2.04 GBP |
25p ordinary | CFD
| Short | 919 | 2.023003 GBP |
25p ordinary | CFD
| Short | 9371 | 2.62020231 USD |
25p ordinary | CFD
| Short | 6631 | 2.032445 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 05 October 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L