7th Oct 2020 11:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 06 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1330608 | 2.02951 GBP | 2.01000 GBP |
25p ordinary | Sell
| 1086651 | 2.03171 GBP | 2.01000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 38872 | 2.01819638814571 GBP |
25p ordinary | CFD
| Long | 22902 | 2.020441 GBP |
25p ordinary | CFD
| Long | 5459 | 2.019295 GBP |
25p ordinary | CFD
| Long | 304 | 2.024 GBP |
25p ordinary | CFD
| Long | 569 | 2.015568 GBP |
25p ordinary | CFD
| Long | 394 | 2.020773 GBP |
25p ordinary | CFD
| Long | 15858 | 2.02246 GBP |
25p ordinary | CFD
| Long | 1933 | 2.020488 GBP |
25p ordinary | CFD
| Long | 1962 | 2.02 GBP |
25p ordinary | CFD
| Long | 38 | 2.01811180789474 GBP |
25p ordinary | CFD
| Long | 765000 | 2.015007 GBP |
25p ordinary | CFD
| Long | 17270 | 2.022044 GBP |
25p ordinary | CFD
| Long | 595 | 2.031711 GBP |
25p ordinary | CFD
| Long | 1178 | 2.023597 GBP |
25p ordinary | CFD
| Long | 36112 | 2.029375 GBP |
25p ordinary | CFD
| Long | 10551 | 2.017326 GBP |
25p ordinary | CFD
| Long | 192 | 2.016198 GBP |
25p ordinary | CFD
| Long | 2445 | 2.022 GBP |
25p ordinary | CFD
| Long | 1034 | 2.017297 GBP |
25p ordinary | CFD
| Long | 1813 | 2.018929 GBP |
25p ordinary | CFD
| Long | 9331 | 2.01979209 GBP |
25p ordinary | CFD
| Long | 5780 | 2.0291 GBP |
25p ordinary | CFD
| Long | 2414 | 2.024185 GBP |
25p ordinary | CFD
| Long | 1059 | 2.012299 GBP |
25p ordinary | CFD
| Long | 1055 | 2.019374 GBP |
25p ordinary | CFD
| Long | 17175 | 2.020881 GBP |
25p ordinary | CFD
| Long | 18619 | 2.02003 GBP |
25p ordinary | CFD
| Long | 141 | 2.01896 GBP |
25p ordinary | CFD
| Short | 350000 | 2.021019 GBP |
25p ordinary | CFD
| Short | 104000 | 2.01851 GBP |
25p ordinary | CFD
| Short | 8560 | 2.019533 GBP |
25p ordinary | CFD
| Short | 514 | 2.019905 GBP |
25p ordinary | CFD
| Short | 6422 | 2.019476 GBP |
25p ordinary | CFD
| Short | 80864 | 2.019 GBP |
25p ordinary | CFD
| Short | 70480 | 2.018453 GBP |
25p ordinary | CFD
| Short | 68926 | 2.022 GBP |
25p ordinary | CFD
| Short | 1250 | 2.024 GBP |
25p ordinary | CFD
| Short | 1677 | 2.026739 GBP |
25p ordinary | CFD
| Short | 9109 | 2.01960259084422 GBP |
25p ordinary | CFD
| Short | 43663 | 2.0199028926093 GBP |
25p ordinary | CFD
| Short | 375203 | 2.01249694 GBP |
25p ordinary | CFD
| Short | 26433 | 2.019988 GBP |
25p ordinary | CFD
| Short | 39218 | 2.014811 GBP |
25p ordinary | CFD
| Short | 686 | 2.024872 GBP |
25p ordinary | CFD
| Short | 1478 | 2.02304 GBP |
25p ordinary | CFD
| Short | 592 | 2.0194996097973 GBP |
25p ordinary | CFD
| Short | 2040 | 2.0199956 GBP |
25p ordinary | CFD
| Short | 4912 | 2.0287 GBP |
25p ordinary | CFD
| Short | 631 | 2.019704 GBP |
25p ordinary | CFD
| Short | 40918 | 2.01918 GBP |
25p ordinary | CFD
| Short | 223 | 2.019691 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 October 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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