30th Oct 2020 10:44
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 29 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 3,258,117
2,105,021 | 2.0740 GBP
2.0730 GBP | 2.0300 GBP
2.0310 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 1,000 875 4,694 26,024 40,755 142,024 101,725 50,248 11,109 5,892 12,902 2,000 7,565
2,867 3,733 8,878 658 150,433 5,786 79,863 2,536 1,302 20,268 7,909 1,134 50,510 3,374 3,940 100,000 9,152 100,946 78,227 2,353 91,650 500,000 250,000 448 8,352 50,000 24,736 3,914 590 8 | 2.0420 GBP 2.0443 GBP 2.0479 GBP 2.0484 GBP 2.0486 GBP 2.0494 GBP 2.0496 GBP 2.0500 GBP 2.0504 GBP 2.0505 GBP 2.0545 GBP 2.0630 GBP 2.0678 GBP
2.0300 GBP 2.0386 GBP 2.0389 GBP 2.0392 GBP 2.0400 GBP 2.0436 GBP 2.0456 GBP 2.0460 GBP 2.0470 GBP 2.0477 GBP 2.0482 GBP 2.0489 GBP 2.0490 GBP 2.0495 GBP 2.0496 GBP 2.0497 GBP 2.0499 GBP 2.0500 GBP 2.0501 GBP 2.0502 GBP 2.0516 GBP 2.0517 GBP 2.0521 GBP 2.0522 GBP 2.0527 GBP 2.0531 GBP 2.0536 GBP 2.0557 GBP 2.0580 GBP 2.0675 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 October 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L