22nd Sep 2020 11:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 21 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 5166730 | 1.93600 GBP | 1.86000 GBP |
25p ordinary | Sell
| 2224465 | 1.93600 GBP | 1.85994 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 49468 | 1.887166 GBP |
25p ordinary | CFD
| Long | 292 | 1.88199583630137 GBP |
25p ordinary | CFD
| Long | 5089 | 1.895981 GBP |
25p ordinary | CFD
| Long | 8763 | 1.893775 GBP |
25p ordinary | CFD
| Long | 8072 | 1.864717 GBP |
25p ordinary | CFD
| Long | 12652 | 1.8629 GBP |
25p ordinary | CFD
| Long | 757 | 1.882592 GBP |
25p ordinary | CFD
| Long | 65 | 1.887 GBP |
25p ordinary | CFD
| Long | 865 | 1.882122 GBP |
25p ordinary | CFD
| Long | 2138 | 1.891925 GBP |
25p ordinary | CFD
| Long | 1721 | 1.889948 GBP |
25p ordinary | CFD
| Long | 1278 | 1.859935 GBP |
25p ordinary | CFD
| Long | 412 | 1.87516399106796 GBP |
25p ordinary | CFD
| Long | 392 | 1.879768 GBP |
25p ordinary | CFD
| Long | 170 | 1.874062 GBP |
25p ordinary | CFD
| Long | 6295 | 1.872475 GBP |
25p ordinary | CFD
| Long | 22563 | 1.888118 GBP |
25p ordinary | CFD
| Long | 152000 | 1.885131 GBP |
25p ordinary | CFD
| Long | 112084 | 1.890827 GBP |
25p ordinary | CFD
| Long | 43916 | 1.88708101 GBP |
25p ordinary | CFD
| Long | 38800 | 1.87222783 GBP |
25p ordinary | CFD
| Long | 10021 | 1.87515303 GBP |
25p ordinary | CFD
| Long | 8201 | 1.867566 GBP |
25p ordinary | CFD
| Long | 131183 | 1.869778 GBP |
25p ordinary | CFD
| Long | 2075 | 1.886697 GBP |
25p ordinary | CFD
| Long | 4431 | 1.889347 GBP |
25p ordinary | CFD
| Long | 87492 | 1.87202555662232 GBP |
25p ordinary | CFD
| Long | 35 | 1.884812 GBP |
25p ordinary | CFD
| Long | 545 | 1.892311 GBP |
25p ordinary | CFD
| Long | 340 | 1.8955 GBP |
25p ordinary | CFD
| Long | 534 | 1.88911 GBP |
25p ordinary | CFD
| Long | 310 | 1.888298 GBP |
25p ordinary | CFD
| Long | 68 | 1.88200590882353 GBP |
25p ordinary | CFD
| Long | 2314 | 1.889103 GBP |
25p ordinary | CFD
| Long | 1344 | 1.888293 GBP |
25p ordinary | CFD
| Long | 2043 | 1.86342143906021 GBP |
25p ordinary | CFD
| Short | 176280 | 1.86 GBP |
25p ordinary | CFD
| Short | 16307 | 1.8851496 GBP |
25p ordinary | CFD
| Short | 99357 | 1.869428 GBP |
25p ordinary | CFD
| Short | 792 | 1.8925 GBP |
25p ordinary | CFD
| Short | 20 | 1.901 GBP |
25p ordinary | CFD
| Short | 3252 | 1.8836 GBP |
25p ordinary | CFD
| Short | 1336 | 1.8955 GBP |
25p ordinary | CFD
| Short | 535 | 1.867169 GBP |
25p ordinary | CFD
| Short | 62312 | 1.87237964 GBP |
25p ordinary | CFD
| Short | 62208 | 1.877187 GBP |
25p ordinary | CFD
| Short | 101097 | 1.89799775027943 GBP |
25p ordinary | CFD
| Short | 1710 | 1.8599998 GBP |
25p ordinary | CFD
| Short | 36 | 1.88600027777778 GBP |
25p ordinary | CFD
| Short | 23477 | 1.884223 GBP |
25p ordinary | CFD
| Short | 1637 | 1.880929 GBP |
25p ordinary | CFD
| Short | 650000 | 1.8914112945 GBP |
25p ordinary | CFD
| Short | 650000 | 1.889318 GBP |
25p ordinary | CFD
| Short | 815000 | 1.894202 GBP |
25p ordinary | CFD
| Short | 225000 | 1.9035 GBP |
25p ordinary | CFD
| Short | 400000 | 1.907636 GBP |
25p ordinary | CFD
| Short | 374657 | 1.872454 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 22 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L