30th Nov 2020 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to Garda World Security Corporation, offeree to G4S plc |
(d) Date dealing undertaken: | 27 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1241697 | 2.28122 GBP | 2.28100 GBP |
25p ordinary | Sell
| 1939030 | 2.30085 GBP | 2.28000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 250000 | 2.300849 GBP |
25p ordinary | CFD
| Long | 56952 | 2.281 GBP |
25p ordinary | CFD
| Long | 12172 | 2.283594 GBP |
25p ordinary | CFD
| Long | 8831 | 2.285691 GBP |
25p ordinary | CFD
| Long | 7176 | 2.28092 GBP |
25p ordinary | CFD
| Long | 2395 | 2.287173 GBP |
25p ordinary | CFD
| Long | 1614 | 2.28605803203222 GBP |
25p ordinary | CFD
| Long | 457 | 2.284277 GBP |
25p ordinary | CFD
| Long | 65 | 2.281772 GBP |
25p ordinary | CFD
| Long | 2 | 2.290823 GBP |
25p ordinary | CFD
| Long | 264 | 2.287771 GBP |
25p ordinary | CFD
| Long | 656 | 2.285 GBP |
25p ordinary | CFD
| Long | 22195 | 2.28785 GBP |
25p ordinary | CFD
| Long | 5300 | 2.285205 GBP |
25p ordinary | CFD
| Long | 792 | 2.283149 GBP |
25p ordinary | CFD
| Long | 40347 | 2.289271 GBP |
25p ordinary | CFD
| Long | 1599 | 2.283938 GBP |
25p ordinary | CFD
| Long | 65102 | 2.283368 GBP |
25p ordinary | CFD
| Long | 17312 | 2.28862677252773 GBP |
25p ordinary | CFD
| Long | 2692 | 2.28133562667162 GBP |
25p ordinary | CFD
| Long | 2174 | 2.28265869365225 GBP |
25p ordinary | CFD
| Long | 800000 | 2.287908 GBP |
25p ordinary | CFD
| Long | 100000 | 2.2977 GBP |
25p ordinary | CFD
| Long | 1588 | 2.28265743073048 GBP |
25p ordinary | CFD
| Short | 46119 | 2.287421 GBP |
25p ordinary | CFD
| Short | 581 | 2.307632 GBP |
25p ordinary | CFD
| Short | 11931 | 2.2858 GBP |
25p ordinary | CFD
| Short | 5339 | 2.28566023599925 GBP |
25p ordinary | CFD
| Short | 2661 | 2.2851634723788 GBP |
25p ordinary | CFD
| Short | 9 | 2.285 GBP |
25p ordinary | CFD
| Short | 160000 | 2.28414 GBP |
25p ordinary | CFD
| Short | 128000 | 2.2854 GBP |
25p ordinary | CFD
| Short | 100000 | 2.286 GBP |
25p ordinary | CFD
| Short | 250000 | 2.28114 GBP |
25p ordinary | CFD
| Short | 19431 | 2.281 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 30 November 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L