19th Nov 2020 10:59
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | ALLIED UNIVERSAL SECURITY SERVICES LLC |
(d) Date dealing undertaken: | 18 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25P ORDINARY | PURCHASES | 73,274 | 18.5500 DKK | 18.2100 DKK |
25P ORDINARY | SALES | 46,798 | 18.5500 DKK | 18.2100 DKK |
25P ORDINARY | SALES | 3,037,189 | 2.2273 GBP | 2.1920 GBP |
25P ORDINARY | PURCHASES | 3,286,066 | 2.2280 GBP | 2.1920 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25P ORDINARY | CFD | LONG | 7,835 | 18.3592 DKK |
25P ORDINARY | CFD | LONG | 6,196 | 18.3744 DKK |
25P ORDINARY | CFD | LONG | 7,156 | 18.4003 DKK |
25P ORDINARY | CFD | LONG | 19,453 | 18.4082 DKK |
25P ORDINARY | CFD | LONG | 216 | 18.5492 DKK |
25P ORDINARY | CFD | LONG | 111 | 18.5500 DKK |
25P ORDINARY | CFD | LONG | 10,145 | 2.2002 GBP |
25P ORDINARY | CFD | LONG | 1,000,000 | 2.2016 GBP |
25P ORDINARY | CFD | LONG | 3,589 | 2.2122 GBP |
25P ORDINARY | CFD | LONG | 4,154 | 2.2140 GBP |
25P ORDINARY | CFD | LONG | 33,077 | 2.2163 GBP |
25P ORDINARY | CFD | LONG | 200,000 | 2.2178 GBP |
25P ORDINARY | CFD | LONG | 950 | 2.2181 GBP |
25P ORDINARY | CFD | LONG | 888 | 2.2181 GBP |
25P ORDINARY | CFD | LONG | 100,319 | 2.2189 GBP |
25P ORDINARY | CFD | LONG | 40,681 | 2.2200 GBP |
25P ORDINARY | CFD | LONG | 21,220 | 2.2222 GBP |
25P ORDINARY | CFD | LONG | 100,000 | 2.2228 GBP |
25P ORDINARY | CFD | LONG | 85,718 | 2.2244 GBP |
25P ORDINARY | CFD | LONG | 1 | 2.2250 GBP |
25P ORDINARY | CFD | LONG | 603 | 2.2250 GBP |
25P ORDINARY | CFD | LONG | 1,777 | 2.2250 GBP |
25P ORDINARY | CFD | SHORT | 438 | 18.2100 DKK |
25P ORDINARY | CFD | SHORT | 178 | 18.2100 DKK |
25P ORDINARY | CFD | SHORT | 8,161 | 18.4359 DKK |
25P ORDINARY | CFD | SHORT | 3,083 | 18.4550 DKK |
25P ORDINARY | CFD | SHORT | 34,765 | 18.4679 DKK |
25P ORDINARY | CFD | SHORT | 12,044 | 18.4679 DKK |
25P ORDINARY | CFD | SHORT | 1,072 | 18.4859 DKK |
25P ORDINARY | CFD | SHORT | 2,952 | 18.4900 DKK |
25P ORDINARY | CFD | SHORT | 4,750 | 18.5018 DKK |
25P ORDINARY | CFD | SHORT | 320 | 2.1941 GBP |
25P ORDINARY | CFD | SHORT | 11,529 | 2.2042 GBP |
25P ORDINARY | CFD | SHORT | 1,387 | 2.2062 GBP |
25P ORDINARY | CFD | SHORT | 14,601 | 2.2063 GBP |
25P ORDINARY | CFD | SHORT | 3,003 | 2.2064 GBP |
25P ORDINARY | CFD | SHORT | 60,352 | 2.2072 GBP |
25P ORDINARY | CFD | SHORT | 1,648 | 2.2094 GBP |
25P ORDINARY | CFD | SHORT | 1,729 | 2.2142 GBP |
25P ORDINARY | CFD | SHORT | 4,154 | 2.2145 GBP |
25P ORDINARY | CFD | SHORT | 637 | 2.2171 GBP |
25P ORDINARY | CFD | SHORT | 382,009 | 2.2213 GBP |
25P ORDINARY | CFD | SHORT | 241,872 | 2.2213 GBP |
25P ORDINARY | CFD | SHORT | 263,219 | 2.2213 GBP |
25P ORDINARY | CFD | SHORT | 67,951 | 2.2233 GBP |
25P ORDINARY | CFD | SHORT | 2,184 | 2.2233 GBP |
25P ORDINARY | CFD | SHORT | 8,682 | 2.2233 GBP |
25P ORDINARY | CFD | SHORT | 604 | 2.2233 GBP |
25P ORDINARY | CFD | SHORT | 1,350 | 2.2233 GBP |
25P ORDINARY | CFD | SHORT | 581 | 2.2250 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 19 November 2020 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L