5th Nov 2020 11:44
This announcement replaces the previous RNS announcement 2609E released at 11:43 on the 4th November 2020. Amendment made to section 2(a+b). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to Garda World Security Corporation, offeree to G4S plc |
(d) Date dealing undertaken: | 03 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 15586425 | 2.14464 GBP | 2.07166 GBP |
25p ordinary | Sell
| 12709645 | 2.14300 GBP | 2.07000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 4531 | 2.11268152725668 GBP |
25p ordinary | CFD
| Long | 83855 | 2.131 GBP |
25p ordinary | CFD
| Long | 1677 | 2.129445 GBP |
25p ordinary | CFD
| Long | 24531 | 2.11 GBP |
25p ordinary | CFD
| Long | 8590 | 2.126852 GBP |
25p ordinary | CFD
| Long | 3934 | 2.109926 GBP |
25p ordinary | CFD
| Long | 2763 | 2.118913 GBP |
25p ordinary | CFD
| Long | 1548 | 2.134079 GBP |
25p ordinary | CFD
| Long | 936 | 2.11503762641026 GBP |
25p ordinary | CFD
| Long | 786 | 2.120872 GBP |
25p ordinary | CFD
| Long | 383 | 2.133808 GBP |
25p ordinary | CFD
| Long | 244 | 2.139786 GBP |
25p ordinary | CFD
| Long | 19843 | 2.12686 GBP |
25p ordinary | CFD
| Long | 931 | 2.131769 GBP |
25p ordinary | CFD
| Long | 3856 | 2.13152 GBP |
25p ordinary | CFD
| Long | 3882 | 2.129715 GBP |
25p ordinary | CFD
| Long | 16549 | 2.109842 GBP |
25p ordinary | CFD
| Long | 6248 | 2.11268245838668 GBP |
25p ordinary | CFD
| Long | 48351 | 2.104081 GBP |
25p ordinary | CFD
| Long | 13300 | 2.088534 GBP |
25p ordinary | CFD
| Long | 1410000 | 2.07 GBP |
25p ordinary | CFD
| Long | 6551 | 2.116268 GBP |
25p ordinary | CFD
| Short | 61864 | 2.131703 GBP |
25p ordinary | CFD
| Short | 521261 | 2.11 GBP |
25p ordinary | CFD
| Short | 474 | 2.11196835 GBP |
25p ordinary | CFD
| Short | 353 | 2.122513 GBP |
25p ordinary | CFD
| Short | 2473 | 2.137 GBP |
25p ordinary | CFD
| Short | 35871 | 2.122123 GBP |
25p ordinary | CFD
| Short | 18984 | 2.113049 GBP |
25p ordinary | CFD
| Short | 6816 | 2.122738 GBP |
25p ordinary | CFD
| Short | 127730 | 2.110793 GBP |
25p ordinary | CFD
| Short | 31054 | 2.127458 GBP |
25p ordinary | CFD
| Short | 29145 | 2.1277 GBP |
25p ordinary | CFD
| Short | 5744 | 2.11208 GBP |
25p ordinary | CFD
| Short | 25611 | 2.124112 GBP |
25p ordinary | CFD
| Short | 15086 | 2.13637611030094 GBP |
25p ordinary | CFD
| Short | 268 | 2.13615671641791 GBP |
25p ordinary | CFD
| Short | 646 | 2.13616099071207 GBP |
25p ordinary | CFD
| Short | 62 | 2.129 GBP |
25p ordinary | CFD
| Short | 34500 | 2.135762 GBP |
25p ordinary | CFD
| Short | 600000 | 2.144642 GBP |
25p ordinary | CFD
| Short | 25000 | 2.071656 GBP |
25p ordinary | CFD
| Short | 250000 | 2.10563916 GBP |
25p ordinary | CFD
| Short | 500000 | 2.10168 GBP |
25p ordinary | CFD
| Short | 500000 | 2.095 GBP |
25p ordinary | CFD
| Short | 105000 | 2.13273281 GBP |
25p ordinary | CFD
| Short | 70000 | 2.11510914 GBP |
25p ordinary | CFD
| Short | 750000 | 2.111055 GBP |
25p ordinary | CFD
| Short | 47686 | 2.120032 GBP |
25p ordinary | CFD
| Short | 3 | 2.113605 GBP |
25p ordinary | CFD
| Short | 500000 | 2.11898226 GBP |
25p ordinary | CFD
| Short | 500000 | 2.14099766 GBP |
25p ordinary | CFD
| Short | 750000 | 2.1411 GBP |
25p ordinary | CFD
| Short | 176047 | 2.120000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 05 November 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L