15th Dec 2020 12:32
This announcement replaces the previous RNS announcement 4025I released at 11:59 on the 11th December 2020. Amendment made to section 2a+b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to Garda World Security Corporation, offeree to G4S plc |
(d) Date dealing undertaken: | 09 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 3257311 | 2.58523 GBP | 2.55383 GBP |
25p ordinary | Sell
| 8634312 | 2.57199 GBP | 2.55500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 45125 | 2.560769 GBP |
25p ordinary | CFD
| Long | 4000000 | 2.561 GBP |
25p ordinary | CFD
| Long | 67849 | 2.56 GBP |
25p ordinary | CFD
| Long | 41565 | 2.56319163 GBP |
25p ordinary | CFD
| Long | 1000000 | 2.562462 GBP |
25p ordinary | CFD
| Long | 1150000 | 2.55911 GBP |
25p ordinary | CFD
| Long | 250000 | 2.56621625 GBP |
25p ordinary | CFD
| Long | 1146 | 2.559949 GBP |
25p ordinary | CFD
| Long | 351 | 2.56021620512821 GBP |
25p ordinary | CFD
| Long | 386 | 2.563221 GBP |
25p ordinary | CFD
| Long | 1224 | 2.56080721650327 GBP |
25p ordinary | CFD
| Long | 5569 | 2.561541 GBP |
25p ordinary | CFD
| Long | 734 | 2.563 GBP |
25p ordinary | CFD
| Long | 7566 | 2.562451 GBP |
25p ordinary | CFD
| Long | 14824 | 2.563944 GBP |
25p ordinary | CFD
| Long | 17951 | 2.564179 GBP |
25p ordinary | CFD
| Long | 817 | 2.560476 GBP |
25p ordinary | CFD
| Long | 8775 | 2.56337157 GBP |
25p ordinary | CFD
| Long | 124 | 2.569323 GBP |
25p ordinary | CFD
| Long | 845467 | 2.560617 GBP |
25p ordinary | CFD
| Long | 254533 | 2.564621 GBP |
25p ordinary | CFD
| Long | 433658 | 2.564693 GBP |
25p ordinary | CFD
| Long | 250000 | 2.553825 GBP |
25p ordinary | CFD
| Short | 2601 | 2.56461745482507 GBP |
25p ordinary | CFD
| Short | 146 | 2.56 GBP |
25p ordinary | CFD
| Short | 52 | 2.564051 GBP |
25p ordinary | CFD
| Short | 109 | 2.56862 GBP |
25p ordinary | CFD
| Short | 436 | 2.567313 GBP |
25p ordinary | CFD
| Short | 240 | 2.56399972083333 GBP |
25p ordinary | CFD
| Short | 341 | 2.56299973900293 GBP |
25p ordinary | CFD
| Short | 1053 | 2.561745 GBP |
25p ordinary | CFD
| Short | 433658 | 2.564693 GBP |
25p ordinary | CFD
| Short | 250000 | 2.571285 GBP |
25p ordinary | CFD
| Short | 250000 | 2.553825 GBP |
25p ordinary | CFD
| Short | 845467 | 2.56061703 GBP |
25p ordinary | CFD
| Short | 500000 | 2.5630605 GBP |
25p ordinary | CFD
| Short | 9903 | 2.562468 GBP |
25p ordinary | CFD
| Short | 120000 | 2.557044 GBP |
25p ordinary | CFD
| Short | 3850 | 2.562021 GBP |
25p ordinary | CFD
| Short | 266 | 2.557 GBP |
25p ordinary | CFD
| Short | 240000 | 2.5662825 GBP |
25p ordinary | CFD
| Short | 254533 | 2.564621 GBP |
25p ordinary | CFD
| Short | 33879 | 2.560555 GBP |
25p ordinary | CFD
| Short | 4 | 2.563 GBP |
25p ordinary | CFD
| Short | 348 | 2.56600574712644 GBP |
25p ordinary | CFD
| Short | 20051 | 2.56792429305272 GBP |
25p ordinary | CFD
| Short | 1 | 2.58523174 GBP |
25p ordinary | CFD
| Short | 41565 | 2.563192 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11 December 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L