27th Oct 2020 10:50
This announcement replaces the previous RNS announcement 2147D released at 11:57 on the 26th October 2020. Amendment made to section 2(a+b). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to Garda World Security Corporation, offeree to G4S plc |
(d) Date dealing undertaken: | 23 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 4857612 | 2.10524 GBP | 2.08156 GBP |
25p ordinary | Sell
| 15994998 | 2.10600 GBP | 2.08000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 239723 | 2.088955 GBP |
25p ordinary | CFD
| Long | 432000 | 2.084333 GBP |
25p ordinary | CFD
| Long | 1150000 | 2.08791 GBP |
25p ordinary | CFD
| Long | 4970 | 2.088956 GBP |
25p ordinary | CFD
| Long | 750000 | 2.092953 GBP |
25p ordinary | CFD
| Long | 400000 | 2.104981 GBP |
25p ordinary | CFD
| Long | 536007 | 2.100344 GBP |
25p ordinary | CFD
| Long | 5307 | 2.088954 GBP |
25p ordinary | CFD
| Long | 10965046 | 2.105 GBP |
25p ordinary | CFD
| Long | 1410 | 2.104972 GBP |
25p ordinary | CFD
| Long | 187 | 2.09 GBP |
25p ordinary | CFD
| Long | 2045 | 2.08835159 GBP |
25p ordinary | CFD
| Long | 18459 | 2.101618 GBP |
25p ordinary | CFD
| Long | 1429 | 2.087326 GBP |
25p ordinary | CFD
| Long | 185 | 2.085 GBP |
25p ordinary | CFD
| Long | 3239 | 2.099 GBP |
25p ordinary | CFD
| Long | 18233 | 2.104932 GBP |
25p ordinary | CFD
| Long | 3963 | 2.105895 GBP |
25p ordinary | CFD
| Long | 11722 | 2.099713 GBP |
25p ordinary | CFD
| Long | 2375 | 2.08185263157895 GBP |
25p ordinary | CFD
| Long | 2625 | 2.08277714285714 GBP |
25p ordinary | CFD
| Short | 131 | 2.086 GBP |
25p ordinary | CFD
| Short | 4 | 2.084507 GBP |
25p ordinary | CFD
| Short | 33341 | 2.09209 GBP |
25p ordinary | CFD
| Short | 750000 | 2.087 GBP |
25p ordinary | CFD
| Short | 30753 | 2.102035 GBP |
25p ordinary | CFD
| Short | 2000000 | 2.089087 GBP |
25p ordinary | CFD
| Short | 12500 | 2.085021 GBP |
25p ordinary | CFD
| Short | 2782 | 2.096157 GBP |
25p ordinary | CFD
| Short | 6261 | 2.105001 GBP |
25p ordinary | CFD
| Short | 36140 | 2.08156 GBP |
25p ordinary | CFD
| Short | 39730 | 2.085148 GBP |
25p ordinary | CFD
| Short | 150082 | 2.0915 GBP |
25p ordinary | CFD
| Short | 20038 | 2.084173 GBP |
25p ordinary | CFD
| Short | 2320 | 2.105 GBP |
25p ordinary | CFD
| Short | 367434 | 2.081664 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 27 October 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L