22nd Oct 2020 10:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 21 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 3,176,660
3,025,224 | 2.0868 GBP
2.0880 GBP | 2.0700 GBP
2.0700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 182,832 39,884 7,754 628 6,859 3,071 3,912 1,679 66,991 42,099 45,857 9,822 7,342 4,868 18,716 5,940 34,597 8,093 19,062
27,301 157,726 1,061 789 10,795 18,378 486 5,977 500 31,305 4,374 5,433 44 52,625 204,484 50,142 2,880 606 3,970 31,625 14,057 3,649 1,449 23,805 | 2.0700 GBP 2.0716 GBP 2.0743 GBP 2.0756 GBP 2.0759 GBP 2.0762 GBP 2.0770 GBP 2.0774 GBP 2.0775 GBP 2.0777 GBP 2.0780 GBP 2.0781 GBP 2.0783 GBP 2.0784 GBP 2.0787 GBP 2.0800 GBP 2.0813 GBP 2.0816 GBP 2.0832 GBP
2.0700 GBP 2.0701 GBP 2.0702 GBP 2.0710 GBP 2.0741 GBP 2.0745 GBP 2.0746 GBP 2.0757 GBP 2.0760 GBP 2.0761 GBP 2.0768 GBP 2.0785 GBP 2.0787 GBP 2.0788 GBP 2.0791 GBP 2.0796 GBP 2.0800 GBP 2.0801 GBP 2.0802 GBP 2.0803 GBP 2.0804 GBP 2.0810 GBP 2.0812 GBP 2.0868 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 October 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L