16th Apr 2019 10:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial Adviser and Corporate Broker to G4S plc |
(d) Date dealing undertaken: | 15 April 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share
| Purchase
Sale
| 1,714,737 2,998
2,014,759 2,998 | 2.3060 GBP 19.5900 DKK
2.3060 GBP 19.5900 DKK | 2.2470 GBP 19.5900 DKK
2.2510 GBP 19.5900 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 2,486 8,258 9,684 5,114 220,195 19,472 4,038 1,338 2,435 15,498 14,982 72,611 24,690 9,433 8,146 152,708 5,103 2,263 162,500 60,417 207,790 65,896 56,011 6,176
237 763 5,442 15,171 156 14 3 13,455 1,897 23 3,603 889 2,589 4,263 51 53 21,760 147 19,384 2,733 4,166 9,003 6,076 148 145 356 90,272 10,471 6,740 30,272 7,994 2,973 16,377 29,647 145,387 104 42,025 1,413 29,413 3,331 113,043 41,620 90,353 938 | 2.2670 GBP 2.2686 GBP 2.2701 GBP 2.2713 GBP 2.2718 GBP 2.2719 GBP 2.2725 GBP 2.2738 GBP 2.2759 GBP 2.2763 GBP 2.2766 GBP 2.2783 GBP 2.2788 GBP 2.2800 GBP 2.2803 GBP 2.2807 GBP 2.2850 GBP 2.2874 GBP 2.2886 GBP 2.2889 GBP 2.2930 GBP 2.2998 GBP 2.2999 GBP 2.3000 GBP
2.2548 GBP 2.2551 GBP 2.2553 GBP 2.2554 GBP 2.2566 GBP 2.2567 GBP 2.2569 GBP 2.2572 GBP 2.2581 GBP 2.2612 GBP 2.2621 GBP 2.2675 GBP 2.2683 GBP 2.2685 GBP 2.2694 GBP 2.2695 GBP 2.2697 GBP 2.2698 GBP 2.2709 GBP 2.2710 GBP 2.2715 GBP 2.2717 GBP 2.2720 GBP 2.2725 GBP 2.2726 GBP 2.2748 GBP 2.2750 GBP 2.2751 GBP 2.2755 GBP 2.2759 GBP 2.2783 GBP 2.2799 GBP 2.2809 GBP 2.2824 GBP 2.2826 GBP 2.2832 GBP 2.2840 GBP 2.2844 GBP 2.2911 GBP 2.2924 GBP 2.2927 GBP 2.2939 GBP 2.3000 GBP 2.3062 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 April 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L