18th Sep 2020 10:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 17 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 4,852,899 11,713
8,286,392 | 1.9100 GBP 15.2689 DKK
1.9090 GBP | 1.8240 GBP 15.1883 DKK
1.8195 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 10,027 822 3,324,000 200,000 763 7,490 4,050 9,720 23,644 9,836 6,848 316,019 14,830 6,451 13,225 2,538 3,468 26,415 17,028 4,260 65,826 5,000 20,000 312,864 144,027 876,476
3,181 81,519 68,790 12,453 71,689 55,536 29,094 62,468 47,156 575,978 6,082 1,847 215,525 69,618 35,876 14,547 429,746 15,879 22,500 7,052 4,661 | 1.8254 GBP 1.8300 GBP 1.8325 GBP 1.8357 GBP 1.8380 GBP 1.8388 GBP 1.8429 GBP 1.8435 GBP 1.8481 GBP 1.8526 GBP 1.8592 GBP 1.8652 GBP 1.8654 GBP 1.8669 GBP 1.8678 GBP 1.8681 GBP 1.8684 GBP 1.8726 GBP 1.8730 GBP 1.8759 GBP 1.8791 GBP 1.8988 GBP 1.9015 GBP 1.9018 GBP 1.9089 GBP 1.9090 GBP
1.8403 GBP 1.8436 GBP 1.8439 GBP 1.8464 GBP 1.8510 GBP 1.8520 GBP 1.8551 GBP 1.8569 GBP 1.8571 GBP 1.8616 GBP 1.8618 GBP 1.8624 GBP 1.8660 GBP 1.8683 GBP 1.8721 GBP 1.8946 GBP 1.9090 GBP 1.9092 GBP 1.9100 GBP 15.1883 DKK 15.2689 DKK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 September 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L