22nd Sep 2020 10:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 21 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 1,442,479
1,688,353 | 1.9165 GBP
1.9250 GBP | 1.8600 GBP
1.8600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 40,030 296,497 68,430 15,700 28,370 8,018 87,500 12,000 9,366 4,544 4,060 10,673 1,436 604 11,235 3,207 2,967 20,836 3,093 99,216 6,550 11,826 12,449 12,380 133,133 10,625 10,449 6,078 8,103 1,101 292
568,197 29,060 5,000 3,836 7,483 28,266 2,322 2,676 2,453 20,245 1,924 9,999 9,766 9,624 25,395 2,500 592 | 1.8599 GBP 1.8600 GBP 1.8602 GBP 1.8688 GBP 1.8692 GBP 1.8742 GBP 1.8743 GBP 1.8755 GBP 1.8762 GBP 1.8779 GBP 1.8782 GBP 1.8792 GBP 1.8821 GBP 1.8840 GBP 1.8841 GBP 1.8846 GBP 1.8859 GBP 1.8860 GBP 1.8871 GBP 1.8872 GBP 1.8900 GBP 1.8911 GBP 1.8914 GBP 1.8922 GBP 1.8923 GBP 1.8950 GBP 1.8988 GBP 1.8999 GBP 1.9038 GBP 1.9110 GBP 1.9250 GBP
1.8600 GBP 1.8666 GBP 1.8686 GBP 1.8746 GBP 1.8763 GBP 1.8771 GBP 1.8800 GBP 1.8822 GBP 1.8830 GBP 1.8832 GBP 1.8835 GBP 1.8856 GBP 1.8885 GBP 1.8940 GBP 1.8982 GBP 1.9125 GBP 1.9165 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 September 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L