30th Sep 2020 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 29 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 720203 | 1.90178 GBP | 1.88038 GBP |
25p ordinary | Sell
| 426582 | 1.90178 GBP | 1.88100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 42156 | 1.891 GBP |
25p ordinary | CFD
| Long | 2013 | 1.88699950322901 GBP |
25p ordinary | CFD
| Long | 3594 | 1.88935726210351 GBP |
25p ordinary | CFD
| Long | 245 | 1.89338775510204 GBP |
25p ordinary | CFD
| Long | 41620 | 1.887606 GBP |
25p ordinary | CFD
| Long | 2 | 1.88625 GBP |
25p ordinary | CFD
| Long | 460 | 1.89202 GBP |
25p ordinary | CFD
| Long | 15921 | 1.88895348 GBP |
25p ordinary | CFD
| Long | 14 | 1.8925 GBP |
25p ordinary | CFD
| Long | 2148 | 1.8923696461825 GBP |
25p ordinary | CFD
| Long | 12678 | 1.88741678498186 GBP |
25p ordinary | CFD
| Long | 53 | 1.892505 GBP |
25p ordinary | CFD
| Long | 169 | 1.89022657319527 GBP |
25p ordinary | CFD
| Long | 368 | 1.891101 GBP |
25p ordinary | CFD
| Long | 584 | 1.882825 GBP |
25p ordinary | CFD
| Long | 1206 | 1.889393 GBP |
25p ordinary | CFD
| Long | 1567 | 1.88838 GBP |
25p ordinary | CFD
| Long | 2719 | 1.890934 GBP |
25p ordinary | CFD
| Long | 8162 | 1.888003 GBP |
25p ordinary | CFD
| Long | 168037 | 1.87906 GBP |
25p ordinary | CFD
| Long | 18619 | 1.8904 GBP |
25p ordinary | CFD
| Short | 36408 | 1.890553 GBP |
25p ordinary | CFD
| Short | 168037 | 1.88094 GBP |
25p ordinary | CFD
| Short | 74525 | 1.89279 GBP |
25p ordinary | CFD
| Short | 1008 | 1.8875 GBP |
25p ordinary | CFD
| Short | 31060 | 1.880376 GBP |
25p ordinary | CFD
| Short | 45167 | 1.895731 GBP |
25p ordinary | CFD
| Short | 4029 | 1.891 GBP |
25p ordinary | CFD
| Short | 14075 | 1.888796 GBP |
25p ordinary | CFD
| Short | 207995 | 1.890683 GBP |
25p ordinary | CFD
| Short | 870 | 1.888018 GBP |
25p ordinary | CFD
| Short | 16767 | 1.892736 GBP |
25p ordinary | CFD
| Short | 3490 | 1.888904 GBP |
25p ordinary | CFD
| Short | 191 | 1.8898 GBP |
25p ordinary | CFD
| Short | 10964 | 1.8901 GBP |
25p ordinary | CFD
| Short | 2016 | 1.891002 GBP |
25p ordinary | CFD
| Short | 367 | 1.891932 GBP |
25p ordinary | CFD
| Short | 499 | 1.891982 GBP |
25p ordinary | CFD
| Short | 421 | 1.894971 GBP |
25p ordinary | CFD
| Short | 813 | 1.891189 GBP |
25p ordinary | CFD
| Short | 483 | 1.888817 GBP |
25p ordinary | CFD
| Short | 12361 | 1.896513 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 30 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L