14th Oct 2020 16:44
AMENDMENT
INCREASED EQUITY PURCHASES BY 2,492,458 TO 5,497,629
ADDED EQUITY SWAP PURCHASES OF 168,000
ADDED EQUITY SWAP SALES OF 2,536,458
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 9 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale
| 5,497,629
4,848,873 444 | 2.1400 GBP
2.1400 GBP 16.5009 DKK | 2.0110 GBP
2.0100 GBP 16.5009 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 1,533 1,847 33,031 35,416 30 9,808 17,026 114,027 209,618 17,500 11,023 68,000 6,262 250,000 5,523 686 168,000 58,546 650,000 250,000 250,000 100,000 300,000 1,476 250,000 800,000 250,000 1,940 35,105 444
8,466 4,574 7,988 2,547 9,443 2,707 855 37,500 604,360 37,808 88,000 45,000 42,565 24,000 29,473 100,000 450,000 20,600 31,359 34,076 37,500 250,000 13,824 20,811 80,958 2,250,000 35,416 | 2.0144 GBP 2.0219 GBP 2.0220 GBP 2.0240 GBP 2.0460 GBP 2.0529 GBP 2.0688 GBP 2.0747 GBP 2.0771 GBP 2.0894 GBP 2.0904 GBP 2.0934 GBP 2.1012 GBP 2.1068 GBP 2.1094 GBP 2.1104 GBP 2.1110 GBP 2.1164 GBP 2.1185 GBP 2.1201 GBP 2.1206 GBP 2.1230 GBP 2.1285 GBP 2.1289 GBP 2.1308 GBP 2.1365 GBP 2.1398 GBP 2.1399 GBP 2.1400 GBP 16.5009 DKK
2.0110 GBP 2.0137 GBP 2.0144 GBP 2.0149 GBP 2.0158 GBP 2.0191 GBP 2.0250 GBP 2.0360 GBP 2.0431 GBP 2.0629 GBP 2.0631 GBP 2.0675 GBP 2.0696 GBP 2.0705 GBP 2.0738 GBP 2.0769 GBP 2.0810 GBP 2.0903 GBP 2.1037 GBP 2.1121 GBP 2.1211 GBP 2.1221 GBP 2.1267 GBP 2.1310 GBP 2.1312 GBP 2.1332 GBP 2.1400 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 October 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L